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Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

ESMA35-43-1215
06 November 2018
Reference ESMA35-43-1215 Section Guidelines and Technical standards Joint Committee MiFID ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

ESA warning on virtual currencies

ESMA50-164-1284
12 February 2018
Reference ESMA50-164-1284 Section Joint Committee MiFID- Investor Protection Type Investor Warning ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

The cross-selling of financial products – ESA request to the European Commission

ESA/2016/07
27 January 2016
Reference ESA/2016/07 Section Joint Committee MiFID- Investor Protection Type Letter Main document ...

Errata PRIIPs Consultation Paper

JC/2015/073/E
05 January 2016
The ESAs have identified errors in two formulas on page 37 (paragraphs 27 and 28 of Annex II ...

2015 list of identified Financial Conglomerates

JC/2015/079
01 December 2015
Reference JC/2015/079 Section Joint Committee MiFID- Investor Protection Type Reference Main ...

ESAs - main risks to EU financial market stability have intensified

JC/2015/02
05 May 2015
Directive (MiFID II) and Regulation (MiFIR), the work on the implementation of the Capital Requirements ... the Deposit-Guarantee Schemes Directive (DGS) and the Solvency II Directive, as well as the European Commission’s plan ... securities sectors, such as the Comprehensive Assessment, the insurance sector stress test and Solvency II ...

EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions

2014/61
24 July 2014
to coordinate the provisions laid down in Articles 7 and 8 and Annex II. Reference 2014/61 Section Joint ...