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30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

ESAs publish joint report on regulatory sandboxes and innovation hubs

07 January 2019
facilitators; (ii) promote transparency of regulatory and supervisory policy outcomes from arising from ...

Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

ESMA35-43-1215
06 November 2018
Reference ESMA35-43-1215 Section Guidelines and Technical standards Joint Committee MiFID ...

ESMA highlights progress on MiFID implementation at ECON hearing

08 October 2018
of the chairs of the three European Supervisory Authorities (ESAs).   MiFID II In his statement Mr. Maijoor ... focused on ESMA’s progress on the implementation of MiFID II: “MiFID II has given a new perspective on ... finalised soon.” “The application date of the MiFID II/MiFIR package marked the assignment of new product ...

Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
21 March 2018
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

EBA and ESMA publish guidelines on suitability assessment for management body members and key function holders

21 March 2018
Guidelines and Technical standards Joint Committee MiFID- Investor Protection Press Releases ...

ESAs warn consumers of risks in buying virtual currencies

12 February 2018
Joint Committee MiFID- Investor Protection The European Supervisory Authorities (ESAs) for ...

ESA warning on virtual currencies

ESMA50-164-1284
12 February 2018
Reference ESMA50-164-1284 Section Joint Committee MiFID- Investor Protection Type Investor Warning ...

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
of the chairs of the three European Supervisory Authorities (ESAs).   MiFID II In his statement Mr. Maijoor ... focused on ESMA work in preparation for the implementation of MiFID II: “MIFID II implementation ... MiFID reform. In addition, ESMA has published specific Opinions on commodity position limits and ...

ESMA appoints new standing committee chairs

29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...

ESMA appoints new chairs to Standing Committees

ESMA71-99-602
29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

EBA and ESMA provide guidance to assess the suitability of management body members and key function holders

ESMA71-99-599
26 September 2017
holders. Reference ESMA71-99-599 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

Final Report on Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders

ESMA71-99-598
26 September 2017
Reference ESMA71-99-598 Section Guidelines and Technical standards Joint Committee MiFID- Investor ...

ESAs consult on amendments to technical standards on the mapping of ECAIs

18 July 2017
banking (Capital Requirements Regulation – CRR) and EU insurance regulation (Solvency II Directive). Since ... consultation page. Comments to the Consultation Paper on the mapping under Article 109 (a) of the Solvency II ... (Solvency II Directive), which state that revised draft ITS  shall be submitted by the ESAs, where ...

ESMA identifies areas for improvements in shareholder identification and communication systems

05 April 2017
shareholder identification and transmission of information under the Shareholder Rights Directive (SRD II ... SRD II of an issuer’s right to identify its shareholders, it would be useful if issuers and ... to harmonise key aspects of the transmission of information and shareholder communication. Here, SRD II ...

ESAs consult on Packaged Retail and Insurance-Based Investment Products with Environmental or Social Objectives

10 February 2017
MiFID II and the Insurance Distribution Directive, are in general found to be sufficient for PRIIPs in ...

Joint ESAs’ Consumer Protection Day 2016

20 May 2016
Distribution Directive and Markets in Financial Instruments Directive (MiFID) II succeed in achieving ...

ESAs clarify their position on technical standards on the credit quality steps for ECAIs’ credit assessments

12 May 2016
Institutions’ (ECAIs) credit assessments under the Capital Requirements Regulation (CRR) and Solvency II ...

ESAs submit a joint letter to the European Commission on cross-selling of financial products in the EU

27 January 2016
Joint Committee MiFID- Investor Protection The Chairpersons of the three European Supervisory ...

The cross-selling of financial products – ESA request to the European Commission

ESA/2016/07
27 January 2016
Reference ESA/2016/07 Section Joint Committee MiFID- Investor Protection Type Letter Main document ...