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ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
structures issues under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries topics provide a new answer on: Best ... the application of MiFID II and MiFIR. ESMA will continue to develop this Q&A document on investor protection ...

ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... of MiFID II and MiFIR. They provide responses to questions posed by the general public and market ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

ESMA publishes a supervisory briefing on pre-trade transparency requirements in commodity derivatives

03 June 2019
MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...

Supervisory Briefing PreTradeTransparency Non-Equity Instruments

ESMA70-156-835
03 June 2019
Reference ESMA70-156-835 Section MiFID- Secondary Markets Supervisory convergence Type Report Main ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

29 May 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The updated ... the application of MiFID II and MiFIR. Next steps ESMA will continue to develop this Q&A on investor ... protection topics under MiFID II and MiFIR, both adding questions and answers to the topics already covered ...

ESMA submits technical advice on Sustainable Finance to the European Commission

03 May 2019
to investment firms and investment funds, into the Markets in Financial Instruments Directive II (MiFID II ... Fund Management MiFID- Investor Protection Sustainable finance The European Securities and Markets ... (EIOPA), which has received a similar mandate regarding Solvency II and the Insurance Distribution ...

Steven Maijoor Keynote speech - BETTER FINANCE 10th Anniversary 2019

ESMA71-319-93
03 April 2019
Reference ESMA71-319-93 Section Fund Management MiFID- Investor Protection Risk Analysis & ...

Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference

03 April 2019
Fund Management MiFID- Investor Protection Risk Analysis & Economics- Markets Infrastructure ...

ESMA updates its Q&As on MiFID II and MiFIR transparency topics

02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses ... MiFID- Secondary Markets Supervisory convergence The European Securities and Markets Authority ...
28 March 2019
ELTIF managers and their trade associations, (ii) alternative investment funds managers and their trade ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
protection topics under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). ... of MiFID II and MiFIR. ESMA will continue to develop this Q&A on investor protection topics under MiFID ... sections for other MiFID II investor protection areas not yet addressed in this Q&A.   ...

ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS

27 March 2019
(ESMA) has today updated its  Questions and Answers  (Q&As) on MiFID II and MiFIR commodity ... derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... practices in the application of MiFID II and MiFIR. They provide responses to questions raised by market ...

Presentation on CPs MIFID-UCITS-AIFMD

esma35-36-1590
22 March 2019
Reference esma35-36-1590 Section Fund Management MiFID- Investor Protection MiFID- Secondary ... Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...

ESMA publishes responses to its Consultations on Sustainable Finance

25 February 2019
risks and factors in MiFID II, and in the UCITS Directive/AIFMD. To view the responses, please click ... the links below: Consultation on integrating sustainability risks and factors in MiFID II Consultation on ... Fund Management MiFID- Investor Protection Sustainable finance The European Securities and Markets ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ...

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ...

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