Type of document

Your filters
Prospectus X Corporate Finance X Planning reporting budget X Audit X
Reset all filters

ESMA appoints chairs to its Standing Committees

30 January 2020
Regulation IFRS Supervisory Convergence Innovation and Products MiFID- Investor Protection MiFID- Secondary ...

ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...


17 June 2019
markets and financial stability MiFID II/MiFIR Data Management – successful data collection, processing ... and analysis with publication of key calculations and data under MiFID II/MiFIR; EU Derivatives Market ... identified in the 2018 annual work programme were: Supervisory convergence: implementation of MiFID II ...

Final report on integrating sustainability risks and factors in the MIFID II

03 May 2019
esma35-43-1737_final_report_on_integrating_sustainability_risks_and_factors_in_the_mifid_ii.pdf Style ESMA document ... Reference ESMA35-43-1737 Section Audit MiFID- Investor Protection Sustainable finance Type Final ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

ESMA will focus on supervisory convergence and supervision in 2019

03 October 2018
implementation of MiFID II/MiFIR, but with an added focus on utilising the data gathered under this regime ... supervision will be: ·          Supporting the consistent application of MiFID II and MiFIR along with ... (NCAs); ·          Utilising the data gathered under MiFID II/MiFIR to support its work on stable and ...

ESMA Publishes 2017 Annual Report

03 July 2018
convergence: implementation of MiFID II and MiFIR. Assessing risks: focus on data quality. Single rulebook: ...

ESMA appoints new standing committee chairs

29 September 2017
Integrity MiFID- Secondary Markets Post Trading ESMA has appointed new chairs for its Corporate Finance, ...

ESMA appoints new chairs to Standing Committees

29 September 2017
Corporate Information Innovation and Products Market Integrity MiFID- Secondary Markets Post Trading Type ...

ESMA identifies areas for improvements in shareholder identification and communication systems

05 April 2017
shareholder identification and transmission of information under the Shareholder Rights Directive (SRD II ... SRD II of an issuer’s right to identify its shareholders, it would be useful if issuers and ... to harmonise key aspects of the transmission of information and shareholder communication. Here, SRD II ...

Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive

26 September 2014
2014-1186_consultation_paper_on_omnibus_ii_rts.pdf Style ESMA document ...

Comparison of liability regimes in Member States in relation to the Prospectus Directive

10 June 2013
  Report Comparison of liability regimes in Member States in relation to the Prospectus Directive Annex II Comparative ...

Comparative table of responses from EEA States

2013/619 Annex II
10 June 2013
Reference 2013/619 Annex II Section Prospectus Type Report Main document 2013-619b_ann_ii_report ... _liability_regimes_under_the_prospectus_directive_annex_ii_published_on_website.pdf Style ESMA document ...