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Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1957
10 March 2020
Reference ESMA35-43-1957 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

ESMA35-43-1968
10 March 2020
Reference ESMA35-43-1968 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
11 February 2020
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA appoints chairs to its Standing Committees

30 January 2020
Regulation IFRS Supervisory Convergence Innovation and Products MiFID- Investor Protection MiFID- Secondary ...

ESMA prepares for new responsibilities in 2020

01 October 2019
assessing risks with a continued emphasis on the implementation of MiFID II/MiFIR, tackling the issue ... series based on EMIR, AIFMD and MiFID II data and promoting cooperation on risk analysis; 3.     Single ... Action Plans, developing the necessary rules under EMIR 2.2/EMIR Refit and reviewing MIFID II/MiFIR; and ...

Compliance table on Guidelines on MiFID II suitability requirements

ESMA35-43-1430
20 June 2019
esma35-43-1430_compliance_table_on_guidelines_on_mifid_ii_suitability_requirements.pdf Style ESMA document ... Reference ESMA35-43-1430 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA PUBLISHES 2018 ANNUAL REPORT

17 June 2019
markets and financial stability MiFID II/MiFIR Data Management – successful data collection, processing ... and analysis with publication of key calculations and data under MiFID II/MiFIR; EU Derivatives Market ... identified in the 2018 annual work programme were: Supervisory convergence: implementation of MiFID II ...

ESMA publishes translations for Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

05 June 2019
C7 of Annex 1 of MiFID II. National Competent Authorities (NCAs) to which these Guidelines apply must ... Guidelines and Technical standards MiFID- Secondary Markets The European Securities and Markets ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II

ESMA70-145-1345
21 March 2019
esma-70-145-1345_compliance_table_mifid_ii_guidelines_on_transaction_reporting.pdf Style ESMA document ... Reference ESMA70-145-1345 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA publishes its 2019 Risk Assessment Work Programme

07 February 2019
AIFs and structured retail products); and o   the first annual statistical report on MiFID II data. ... under its AIFMD, MiFID and EMIR mandates and others becomes available, ESMA is – in cooperation with ...
30 January 2019
sustainability risks and factors in MiFID II Consultation on integrating sustainability risks and factors in ... the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID ... risks and factors in MiFID II Consulation Paper on Disclosure Requirements Applicable to Credit Ratings ...

Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body

ESMA35-43-1215
06 November 2018
Reference ESMA35-43-1215 Section Guidelines and Technical standards Joint Committee MiFID ...

ESMA publishes official translations of Guidelines on MiFID II suitability requirements

06 November 2018
of the MiFID II suitability requirements. National Competent Authorities (NCAs) to which these Guidelines apply ... Guidelines and Technical standards MiFID- Investor Protection The European Securities and Markets ...

Guidelines on certain aspects of the MiFID II suitability requirements

ESMA35-43-1163
06 November 2018
esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements.pdf Translated versions ... esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_bg.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ... _suitability_requirements_cs.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii_suitability_requirements_da.pdf esma35-43-1163_guidelines_on_certain_aspects_of_mifid_ii ...

ESMA withdraws MiFID automated trading guidelines following their incorporation into MiFID II

03 October 2018
firms and competent authorities in December 2011. Following the entry into force of MiFID II on ... to withdraw the guidelines based on the subject matter being successfully and fully incorporated into MiFID II ... Guidelines and Technical standards MiFID- Secondary Markets The European Securities and Markets ...

BoS Decision Notice AT Guidelines Withdrawal

ESMA70-154-803
03 October 2018
Reference ESMA70-154-803 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA will focus on supervisory convergence and supervision in 2019

03 October 2018
implementation of MiFID II/MiFIR, but with an added focus on utilising the data gathered under this regime ... supervision will be: ·          Supporting the consistent application of MiFID II and MiFIR along with ... (NCAs); ·          Utilising the data gathered under MiFID II/MiFIR to support its work on stable and ...

Compliance table - Guidelines on the management body of market operators and DRSPs under MiFID II

ESMA70-156-350
20 September 2018
Reference ESMA70-156-350 Section Guidelines and Technical standards MiFID- Secondary Markets Type ...

ESMA Publishes 2017 Annual Report

03 July 2018
convergence: implementation of MiFID II and MiFIR. Assessing risks: focus on data quality. Single rulebook: ...

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