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ESMA completes review of MiFID II commodity derivatives regime

01 April 2020
years of the Markets in Financial Instruments Directive (MiFID II). The report contains proposals ... feed into the EC’s review of MiFID II, on the impact of position limits and position management on ... MiFID- Secondary Markets Press Releases Supervisory convergence The European Securities and ...

ESMA confirms application date of equity transparency calculations

27 March 2020
COVID-19 MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press Releases ... to all the market participants that have already planned for them. The results of the MiFID II ...

ESMA sets out approach on MiFIR tick-size regime for Systematic Internalisers

20 March 2020
COVID-19 MiFID- Secondary Markets Press Releases The European Securities and Markets Authority ...

ESMA clarifies position on call taping under MiFID II

20 March 2020
the application by firms of the MiFID II requirements on the recording of telephone conversations. ESMA reminds ... firms of the MiFID II requirements in this area. ESMA also recognises that, considering the exceptional ... the firm, the recording of relevant conversations required by MiFID II may not be practicable. If firms, ...

ESMA appoints chairs to its Standing Committees

30 January 2020
Regulation IFRS Supervisory Convergence Innovation and Products MiFID- Investor Protection MiFID- Secondary ...

ESMA consults on the use of No Data options in securitisation reporting

17 January 2020
exposure report (Annex II); The CP follows on from ESMA’s final report on securitisation repositories ...

ESMA announces key priorities for 2020-22

09 January 2020
Supervision: i.      3rd country central counterparties; ii.     critical benchmarks, 3rd country benchmarks ...

Calendar MiFID II/ MiFIR Transparency publications

19 December 2019
Scheduled publication dates for data relevant for MIFID II / MiFIR transparency and systematic ...

PR on MIFID II Review Report No. 1

ESMA71-99-1248
05 December 2019
document esma71-99-1248_press_release_mifid_ii_review_no1.pdf Style ESMA document Related documents MiFID ... Reference ESMA71-99-1248 Section MiFID- Secondary Markets Press Releases Type Press Release Main ... II/MiFIR Review Report No. 1 ...

ESMA recommends real-time consolidated tape for equity

05 December 2019
in Financial Instruments Directive (MiFID II) for nearly two years. The ESMA review found that, ... to date, MiFID II has not delivered on its objective to reduce the cost of market data charged by trading ... sound and efficient. However, after nearly two years of operating under MIFID II, we are still lacking ...

ESMA publishes proposals on CRAs internal control functions

05 December 2019
monitoring activities. While the Internal Controls Functions focus on specific roles, namely: ii ...

SMSG advice on ESMA’s CP on the MiFID II compliance function

ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document smsg_advice_on_compliance_requirements.pdf Style ESMA document ...

MiFID II: ESMA consults on position limits in commodity derivatives

05 November 2019
MiFID II, together with the European Commission (EC), on the impact of position limits on liquidity, ... Consultation on MiFID II review report on position limits and position management- draft Technical Advice on ... MiFID- Secondary Markets Press Releases The European Securities and Markets Authority (ESMA) has ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ... 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms dealing on own account when executing client ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... the Use of UK data in ESMA databases and performance of MiFID II calculations updating the communication ... issued on 5 February 2019.-       Public Statement on the Impact of no-deal Brexit on MiFID II/MiFIR and ...

Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)

ESMA70-155-8500
07 October 2019
Reference ESMA70-155-8500 Section Benchmarks Brexit MiFID- Secondary Markets Type Statement Main ... document esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf Style ESMA document Related ...

Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019

ESMA70-155-7658
07 October 2019
Reference ESMA70-155-7658 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...

ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019

ESMA65-8-6254
07 October 2019
Reference ESMA65-8-6254 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ... performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 ...

Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

ESMA90-1-167
07 October 2019
Reference ESMA90-1-167 Section Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency ... esma90-1-167_public_statement_-_brexit_update_october_2019.pdf Style ESMA document Related documents Use of UK data in ESMA databases and performance of MiFID II ...

ESMA Opinion clarifies application of pre-trade transparency and price determination in frequent batch auctions

04 October 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press Releases The European ... necessary, ESMA will issue further guidance in order to ensure the convergent application of the MiFID II ...

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