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Peer reviews

14 December 2018
Certain Aspects of the Compliance Function under MiFID I   July 2017 Peer Review on the Guidelines on ... Peer Review on MiFID Suitability Requirements  and  Annex Follow-up (July 2018) January 2016 Peer ... Trading Guidelines   February 2015 Peer Review on Best Execution under MiFID Follow-up (January 2017) ...

SUPERVISORY CONVERGENCE

15 August 2015
Ensuring that MiFID II/MiFIR are applied in a sound, efficient and consistent manner across the EU. ...