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MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ... 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms dealing on own account when executing client ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... the Use of UK data in ESMA databases and performance of MiFID II calculations updating the communication ... issued on 5 February 2019.-       Public Statement on the Impact of no-deal Brexit on MiFID II/MiFIR and ...

Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)

ESMA70-155-8500
07 October 2019
Reference ESMA70-155-8500 Section Benchmarks Brexit MiFID- Secondary Markets Type Statement Main ... document esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf Style ESMA document Related ...

Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019

ESMA70-155-7658
07 October 2019
Reference ESMA70-155-7658 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...

ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019

ESMA65-8-6254
07 October 2019
Reference ESMA65-8-6254 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ... performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 ...

Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

ESMA90-1-167
07 October 2019
Reference ESMA90-1-167 Section Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency ... esma90-1-167_public_statement_-_brexit_update_october_2019.pdf Style ESMA document Related documents Use of UK data in ESMA databases and performance of MiFID II ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
27 September 2019
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1542
23 July 2019
Reference ESMA35-43-1542 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table on Guidelines on MiFID II suitability requirements

ESMA35-43-1430
20 June 2019
esma35-43-1430_compliance_table_on_guidelines_on_mifid_ii_suitability_requirements.pdf Style ESMA document ... Reference ESMA35-43-1430 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA publishes translations for Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

05 June 2019
C7 of Annex 1 of MiFID II. National Competent Authorities (NCAs) to which these Guidelines apply must ... Guidelines and Technical standards MiFID- Secondary Markets The European Securities and Markets ...

Guidelines on the application of C6 and C7 of Annex 1 of MiFID II

ESMA-70-156-869
05 June 2019
Recommendations Main document esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1.pdf Translated ... versions esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ... _annex_1_bg.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii_annex_1_cs.pdf esma-70-156-869_guidelines_on_c6_c7_application_of_mifid_ii ...

Steven Maijoor address FESE 2019 Convention Opening Dinner

04 June 2019
Brexit International cooperation MiFID- Secondary Markets Post Trading Speeches Steven Maijoor, ...

FESE Dinner Address

ESMA71-319-120
04 June 2019
Reference ESMA71-319-120 Section Brexit International cooperation MiFID- Secondary Markets Post ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

29 May 2019
Brexit MiFID- Secondary Markets Public Statement- Impact of Brexit on the trading obligation for ...

Revised Public_ Statement_Trading_Obligation_Shares

ESMA70-154-1204
29 May 2019
Reference ESMA70-154-1204 Section Brexit MiFID- Secondary Markets Type Statement Main document ...

Keynote speech by Verena Ross at the ICMA Conference 2019

16 May 2019
Benchmarks Brexit MiFID II: Transparency Calculations and DVC Speeches Today, ESMA Executive ...

Verena Ross - ICMA 2019 conference speech

ESMA34-45-712
16 May 2019
Reference ESMA34-45-712 Section Benchmarks Brexit MiFID II: Transparency Calculations and DVC ...

ESMA updates on the impact on its databases and IT systems of a no-deal Brexit scenario on 12 April 2019

08 April 2019
Brexit MiFID II: Transparency Calculations and DVC In accordance with the previous statement from ...

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