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Peer reviews

14 December 2018
Certain Aspects of the Compliance Function under MiFID I   July 2017 Peer Review on the Guidelines on ... Peer Review on MiFID Suitability Requirements  and  Annex Follow-up (July 2018) January 2016 Peer ... Trading Guidelines   February 2015 Peer Review on Best Execution under MiFID Follow-up (January 2017) ...

Market abuse and accepted market practices

15 August 2015
concept under the 2014/65/EU (MIFID II), which is very broad. On top of that, MAR does not limit its scope ... the access to any document or data and the right to receive or take a copy thereof; (ii) the right to carry ...

SUPERVISORY CONVERGENCE

15 August 2015
Ensuring that MiFID II/MiFIR are applied in a sound, efficient and consistent manner across the EU. ...