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ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

04 December 2019
Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The update includes Q&As on costs and ... of MiFID II after 3 January 2018, including issues of late transposition; and Other issues Product ... governance Product intervention The Q&As on MiFID II and MiFIR investor protection and intermediaries ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
04 December 2019
Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ... Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ...

Steven Maijoor delivers keynote address at Euro Finance Week

19 November 2019
looked back at the implementation of MiFID II highlighting key achievements in both retail and wholesale ... need to be considered to ensure that MiFID II delivers on its objectives and is applied in a convergent ... and coherent manner across the European Union. The speech also highlighed forthcoming MiFID II related ...

Banking and the MiFID II review

ESMA71-319-154
19 November 2019
Reference ESMA71-319-154 Section MiFID- Investor Protection MiFID- Secondary Markets Speeches Type ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ... 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms dealing on own account when executing client ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... the Use of UK data in ESMA databases and performance of MiFID II calculations updating the communication ... issued on 5 February 2019.-       Public Statement on the Impact of no-deal Brexit on MiFID II/MiFIR and ...

Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)

ESMA70-155-8500
07 October 2019
Reference ESMA70-155-8500 Section Benchmarks Brexit MiFID- Secondary Markets Type Statement Main ... document esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf Style ESMA document Related ...

Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019

ESMA70-155-7658
07 October 2019
Reference ESMA70-155-7658 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ...

ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019

ESMA65-8-6254
07 October 2019
Reference ESMA65-8-6254 Section Brexit MiFID- Secondary Markets MiFID II: Transparency ... performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 ...

Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

ESMA90-1-167
07 October 2019
Reference ESMA90-1-167 Section Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency ... esma90-1-167_public_statement_-_brexit_update_october_2019.pdf Style ESMA document Related documents Use of UK data in ESMA databases and performance of MiFID II ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...
30 September 2019
2018/795 5, (EU) 2018/1466 6, (EU) 2018/2064 7 and (EU) 2019/509 8. Documents Call for evidence on MiFID II ... Consultation date from 30/09/2019 to 04/11/2019 Section MiFID- Investor Protection Details ... options impacted by ESMA product intervention measures) and (ii) consumer groups and investors. When ...

ESMA launches call for evidence on the effects of product intervention measures

30 September 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today launched ...

Call for evidence on MiFID II product intervention powers

ESMA-35-43-2090
30 September 2019
esma-35-43-2090_call_for_evidence_on_mifid_ii_product_intervention_powers.pdf Style ESMA document ... Reference ESMA-35-43-2090 Section MiFID- Investor Protection Type Consultation Paper Main document ...

ESMA issues an opinion on product intervention measures by Cyprus

30 September 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (CY_CFD)

ESMA-35-43-1982
30 September 2019
Reference ESMA-35-43-1982 Section MiFID- Investor Protection Type Opinion Main document ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
27 September 2019
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA publishes responses to its Call for evidence on certain investor protection topics

11 September 2019
of the inducements and costs and charges disclosure requirements under MiFID II. To view the responses, please click ... requirements under MiFID II ... MiFID- Investor Protection ESMA publishes responses to its Call for evidence on impact ...

ESMA issues opinions on product intervention measures by Slovenia

27 August 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today issued ...

ESMA opinion under Article 43(2) MiFIR (SI_BO)

ESMA-35-43-2062
27 August 2019
Reference ESMA-35-43-2062 Section MiFID- Investor Protection Type Opinion Main document ...

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