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ESMA completes review of MiFID II commodity derivatives regime

01 April 2020
years of the Markets in Financial Instruments Directive (MiFID II). The report contains proposals ... feed into the EC’s review of MiFID II, on the impact of position limits and position management on ... MiFID- Secondary Markets Press Releases Supervisory convergence The European Securities and ...

ESMA confirms application date of equity transparency calculations

27 March 2020
COVID-19 MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press Releases ... to all the market participants that have already planned for them. The results of the MiFID II ...

ESMA extends consultations response dates

20 March 2020
completeness and consistency thresholds Consultation on MiFID II/ MiFIR review report on the transparency ... MiFID II and MiFIR Consultation paper on MiFIR Review Report on Transparency for Non-equity TOD ... Market Abuse MiFID- Investor Protection MiFID- Secondary Markets Securitisation Trading ...

ESMA sets out approach on MiFIR tick-size regime for Systematic Internalisers

20 March 2020
COVID-19 MiFID- Secondary Markets Press Releases The European Securities and Markets Authority ...

ESMA clarifies position on call taping under MiFID II

20 March 2020
the application by firms of the MiFID II requirements on the recording of telephone conversations. ESMA reminds ... firms of the MiFID II requirements in this area. ESMA also recognises that, considering the exceptional ... the firm, the recording of relevant conversations required by MiFID II may not be practicable. If firms, ...

Compliance table - Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787)

ESMA35-43-1957
10 March 2020
Reference ESMA35-43-1957 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table - Guidelines on cross-selling practices (ESMA/2016/574)

ESMA35-43-1968
10 March 2020
Reference ESMA35-43-1968 Section Guidelines and Technical standards MiFID- Investor Protection ...

Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620)

ESMA35-43-1076
11 February 2020
Reference ESMA35-43-1076 Section Guidelines and Technical standards MiFID- Investor Protection ...

ESMA appoints chairs to its Standing Committees

30 January 2020
Regulation IFRS Supervisory Convergence Innovation and Products MiFID- Investor Protection MiFID- Secondary ...

ESMA consults on the use of No Data options in securitisation reporting

17 January 2020
exposure report (Annex II); The CP follows on from ESMA’s final report on securitisation repositories ...

ESMA announces key priorities for 2020-22

09 January 2020
Supervision: i.      3rd country central counterparties; ii.     critical benchmarks, 3rd country benchmarks ...

ESMA proposes strengthened rules to address undue short-termism in securities markets

18 December 2019
(SRD II). Disclosure of ESG factors ESMA, based on the evidence collected, recommends improvements in ... In addition, ESMA suggests monitoring the application of the revised SRD II in order to assess ...

PR on MIFID II Review Report No. 1

ESMA71-99-1248
05 December 2019
document esma71-99-1248_press_release_mifid_ii_review_no1.pdf Style ESMA document Related documents MiFID ... Reference ESMA71-99-1248 Section MiFID- Secondary Markets Press Releases Type Press Release Main ... II/MiFIR Review Report No. 1 ...

ESMA recommends real-time consolidated tape for equity

05 December 2019
in Financial Instruments Directive (MiFID II) for nearly two years. The ESMA review found that, ... to date, MiFID II has not delivered on its objective to reduce the cost of market data charged by trading ... sound and efficient. However, after nearly two years of operating under MIFID II, we are still lacking ...

ESMA publishes proposals on CRAs internal control functions

05 December 2019
monitoring activities. While the Internal Controls Functions focus on specific roles, namely: ii ...

Sustainable Finance

08 November 2019
integrating sustainability risks and factors in MiFID II and in the UCITS and AIFMD Directives. Following ... ESMA’s technical advice on MiFID II covered the following topics: General organisational requirements: ... sustainability risks and factors for investment firms (MiFID) and asset managers (UCITS, AIFMD); ESG disclosure ...

MiFID II: ESMA consults on position limits in commodity derivatives

05 November 2019
MiFID II, together with the European Commission (EC), on the impact of position limits on liquidity, ... Consultation on MiFID II review report on position limits and position management- draft Technical Advice on ... MiFID- Secondary Markets Press Releases The European Securities and Markets Authority (ESMA) has ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ... 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms dealing on own account when executing client ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... the Use of UK data in ESMA databases and performance of MiFID II calculations updating the communication ... issued on 5 February 2019.-       Public Statement on the Impact of no-deal Brexit on MiFID II/MiFIR and ...

Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR)

ESMA70-155-8500
07 October 2019
Reference ESMA70-155-8500 Section Benchmarks Brexit MiFID- Secondary Markets Type Statement Main ... document esma70-155-8500_statement_brexit_mifid_remaining_issues_oct2019.pdf Style ESMA document Related ...

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