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ESMA Newsletter - Nº9

20 November 2019
08 November MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, ... Financial Instruments Directive (MiFID II) and Regulation (MiFIR). 08 November  MiFID II: ESMA makes new ... Instruments Directive (MiFID II) and Regulation (MiFIR) through its data register. 08 November  MIFID II: ESMA ...

Steven Maijoor delivers keynote address at Euro Finance Week

19 November 2019
looked back at the implementation of MiFID II highlighting key achievements in both retail and wholesale ... need to be considered to ensure that MiFID II delivers on its objectives and is applied in a convergent ... and coherent manner across the European Union. The speech also highlighed forthcoming MiFID II related ...

Banking and the MiFID II review

ESMA71-319-154
19 November 2019
Reference ESMA71-319-154 Section MiFID- Investor Protection MiFID- Secondary Markets Speeches Type ...

MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments and bonds

08 November 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... equity-like instruments and bonds under the Markets in Financial Instruments Directive (MiFID II) and ... 2014/65/EU (MiFID II) investment firms dealing on own account when executing client orders over the counter ...

MiFID II: ESMA makes new bond liquidity data available

08 November 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... post-trade requirements of the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR) ... period, there are currently 611 liquid bonds subject to MiFID II transparency requirements. ESMA’s ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

08 November 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... (DVC) data under the Markets in Financial Instruments Directive (MiFID II). Today’s updates include DVC ... not update DVC files older than 6 months. Background MiFID II introduced the DVC to limit the amount ...

Sustainable Finance

08 November 2019
integrating sustainability risks and factors in MiFID II and in the UCITS and AIFMD Directives. Following ... ESMA’s technical advice on MiFID II covered the following topics: General organisational requirements: ... sustainability risks and factors for investment firms (MiFID) and asset managers (UCITS, AIFMD); ESG disclosure ...

SMSG advice on ESMA’s CP on the MiFID II compliance function

ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document smsg_advice_on_compliance_requirements.pdf Style ESMA document ...

MiFID II: ESMA consults on position limits in commodity derivatives

05 November 2019
MiFID II, together with the European Commission (EC), on the impact of position limits on liquidity, ... Consultation on MiFID II review report on position limits and position management- draft Technical Advice on ... MiFID- Secondary Markets Press Releases The European Securities and Markets Authority (ESMA) has ...
05 November 2019
Consultation date from 05/11/2019 to 08/01/2020 Section MiFID- Secondary Markets Details ...

Reply Form to Consultation on Position Limits

esma70-156-1484
05 November 2019
Reference esma70-156-1484 Section MiFID- Secondary Markets Type Reference Main document ...

Consultation Paper on Position Limits

ESMA70-156-1484
05 November 2019
Reference ESMA70-156-1484 Section MiFID- Secondary Markets Type Consultation Paper Main document ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ... 4(1)(20) of Directive 2014/65/EU (MiFID II) investment firms dealing on own account when executing client ...

SFTR Reporting

18 October 2019
of the data submissions by the counterparties that are subject to the reporting obligation, (ii ...

On the application of waivers and deferrals

ESMA70-156-1010
09 October 2019
Reference ESMA70-156-1010 Section MiFID- Secondary Markets Type Annual Report Main document ...

ESMA publishes Annual Report on the application of waivers and deferrals under MiFIR

09 October 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA), the EU’s securities ...

Double volume cap mechanism

07 October 2019
The double volume cap mechanism (DVCM) (Article 5 of MiFIR) aims to limit the trading under the reference price waiver (Article 4(1)(a) of MiFIR) and the negotiated transaction waiver for liquid instruments (Article 4(1)(b)(i) of MiFIR) in an equity instr ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

07 October 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ... (DVC) data under the Markets in Financial Instruments Directive (MiFID II). Today’s updates include DVC ... after Brexit. The DVC calculations would be resumed in January 2020. Background MiFID II introduced ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
07 October 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Type Q&A Main document ...

ESMA updates Q&A on MiFIR data reporting

07 October 2019
MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has today updated ... natural persons provides an update on how different national identifiers specified in Annex II of RTS 22 ...

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