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EU enforcers must monitor closely new reporting standards

22 October 2019
building investors’ confidence in European capital markets and the priorities regarding financial ... “We continue to stress the importance of providing investors with material, complete, balanced and ... investor protection and promoting stable and orderly markets.” ESMA also highlights the potential ...

ESMA AND THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION TO COOPERATE ON BENCHMARKS

20 October 2019
the European Union’s regulator for securities markets. Its mission is to enhance investor protection and ...

SFTR Reporting

18 October 2019
SFTs and total return swaps is disclosed to investors in collective investment undertakings. It has ... investors in periodical reports and pre-contractual documents. The new rules on transparency provide for ...

ESAs consult on changes to the key information document for PRIIPs

16 October 2019
to the following topic areas: Illustrations of what the retail investor might receive in return from their ...
16 October 2019
Individuals Insurance and Pension Investment Services Investor Relations Issuers Legal and Accountancy Press ...

Steven Maijoor speech on the quality of coporate governance

15 October 2019
the role of corporate governance to attract retail investors to the financial markets, the EU's ...

ESMA Newsletter - Nº8

07 October 2019
updates its Q&As on investor protection issues The European Securities and Markets Authority (ESMA) ... has updated its Questions and Answers on the implementation of investor protection topics under ... the next 12 months in support of its mission to enhance investor protection and promote stable and orderly ...
04 October 2019
Services Investor Relations Issuers Legal and Accountancy Press Regulated markets Exchanges and Trading ...
04 October 2019
Pension Investment Services Investor Relations Issuers Legal and Accountancy Press Regulated markets ...

Steven Maijoor delivers keynote speech at AFME's Legal and Compliance Conference

04 October 2019
Brexit, ESMA once more urges all market participants, investors as well as consumers to ensure contingency ...
03 October 2019
institutional and retail investors, consultants and academics.   Documents Consultation paper MAR review Reply ... Insurance and Pension Investment Services Investor Relations Issuers Legal and Accountancy Press Regulated ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
MiFID- Investor Protection Supervisory convergence The European Securities and Markets Authority ... (ESMA) has today updated its Questions and Answers on the implementation of investor protection topics ... MiFID II and MiFIR investor protection and intermediaries’ topics update answers on: Best execution ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
03 October 2019
Reference ESMA35-43-349 Section MiFID- Investor Protection Type Q&A Main document ... esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

ESMA consults on MAR review

03 October 2019
Commission.  The consultation paper includes proposals affecting the investor community as a whole, but which ...
03 October 2019
investors, consultants and academics. The indicative agenda for the hearing is as follows: Spot FX contracts ...

ESMA updates its CSDR Q&As

02 October 2019
the lines of the responses adopted by ESMA. It should also help investors and other market participants by ...

ESMA updates EMIR Q&A

02 October 2019
converging along the lines of the responses adopted by ESMA. It should also help investors and other market ...

ESMA prepares for new responsibilities in 2020

01 October 2019
in support of its mission to enhance investor protection and promote stable and orderly financial ... areas including direct supervision, supervisory convergence, investor protection, relations with third ... of direct supervision, supervisory convergence, investor protection, relations with third countries, ...

ESMA analyses use of derivatives by UCITS equity funds

30 September 2019
Fund Management Risk Analysis & Economics- Markets Infrastructure Investors The European ...
30 September 2019
Consultation date from 30/09/2019 to 04/11/2019 Section MiFID- Investor Protection Details ... options impacted by ESMA product intervention measures) and (ii) consumer groups and investors. When ... Investment Services Investor Relations Issuers Legal and Accountancy Press Regulated markets Exchanges and ...

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