Type of document


05 December 2019
Insurance and Pension Investment Services Investor Relations Issuers Legal and Accountancy Press Regulated ...

ESMA publishes proposals on CRAs internal control functions

05 December 2019
to inform their investment decisions, while supporting investor protection and stable and orderly markets. ... Investors need to know that those producing the ratings have adequate systems in place to ensure their ...


04 December 2019
asymmetries of information between issuers and improve investor protection. Next steps: These Q&As have ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

04 December 2019
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today updated ... its Questions and Answers on the implementation of investor protection topics under the Market in ... governance Product intervention The Q&As on MiFID II and MiFIR investor protection and intermediaries ...

Q&As on MiFID II and MiFIR investor protection topics

04 December 2019
Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A ... Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

ESMA updates the CSDR Q&As

03 December 2019
the lines of the responses adopted by ESMA. It should also help investors and other market participants by ...

ESMA publishes 2019 CRA Market Share calculation in the EU

29 November 2019
The results show that the three largest CRAs – S&P Global Ratings, Moody’s Investor Service and Fitch ...

ESMA Chair Maijoor speech at EFRAG conference on IFRS and regulation

28 November 2019
factor in building a stronger Capital Markets Union. In order to ensure, and facilitate, broader investor ... system responds to investor demands.” “It is necessary to bring non-financial information to a level ... will enable investors and other stakeholders to further assess the potential for value creation ...

ESMA sees continued high market risk amid deteriorating economic fundamentals

28 November 2019
Risk Analysis & Economics- Markets Infrastructure Investors The European Securities and ...

ESMA Risk Dashboard No. 4 2019

28 November 2019
Reference ESMA50-165-1009 Section Risk Analysis & Economics- Markets Infrastructure Investors ...

Steven Maijoor delivers keynote at EFAMA Investment Management Forum

22 November 2019
the Capital Markets Union, while supporting investor protection and financial stability. The speech covered: ...

Steven Maijoor delivers keynote address at Euro Finance Week

19 November 2019
MiFID- Investor Protection MiFID- Secondary Markets Speeches The Chair of the European Securities ...

Banking and the MiFID II review

19 November 2019
Reference ESMA71-319-154 Section MiFID- Investor Protection MiFID- Secondary Markets Speeches Type ...

Sustainable Finance

08 November 2019
disclosures to end-investors. Under the Disclosure Regulation, EBA, EIOPA and ESMA must deliver a number ... footprint of underlying assets will assist investors looking to invest into sustainable finance products. ...
05 November 2019
investors. Documents Consultation Paper on Position Limits Reply Form to Consultation on Position Limits ... Regulatory and Enforcement Individuals Insurance and Pension Investment Services Investor Relations Issuers ...

ESAs seek to promote consistent application of the PRIIPs Regulation to bonds

24 October 2019
of retail investor protection and a level playing field amongst product manufacturers and distributors ...

EU enforcers must monitor closely new reporting standards

22 October 2019
building investors’ confidence in European capital markets and the priorities regarding financial ... “We continue to stress the importance of providing investors with material, complete, balanced and ... investor protection and promoting stable and orderly markets.” ESMA also highlights the potential ...


20 October 2019
the European Union’s regulator for securities markets. Its mission is to enhance investor protection and ...

SFTR Reporting

18 October 2019
SFTs and total return swaps is disclosed to investors in collective investment undertakings. It has ... investors in periodical reports and pre-contractual documents. The new rules on transparency provide for ...

ESAs consult on changes to the key information document for PRIIPs

16 October 2019
to the following topic areas: Illustrations of what the retail investor might receive in return from their ...