SEARCH
REFINE YOUR SEARCH
Sections
- MiFID - Investor Protection (289) Apply MiFID - Investor Protection filter
- Warnings and publications for investors (147) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (135) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Press Releases (118) Apply Press Releases filter
- Guidelines and Technical standards (91) Apply Guidelines and Technical standards filter
- CESR Archive (86) Apply CESR Archive filter
- Fund Management (52) Apply Fund Management filter
- Market Integrity (47) Apply Market Integrity filter
- Credit Rating Agencies (35) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (33) Apply MiFID - Secondary Markets filter
- Joint Committee (32) Apply Joint Committee filter
- Post Trading (30) Apply Post Trading filter
- Speeches (30) Apply Speeches filter
- Innovation and Products (28) Apply Innovation and Products filter
- Corporate Disclosure (25) Apply Corporate Disclosure filter
- Corporate Information (25) Apply Corporate Information filter
- Supervisory convergence (25) Apply Supervisory convergence filter
- Market Abuse (23) Apply Market Abuse filter
- Benchmarks (19) Apply Benchmarks filter
- Board of Supervisors (18) Apply Board of Supervisors filter
- IFRS Supervisory Convergence (12) Apply IFRS Supervisory Convergence filter
- Short Selling (12) Apply Short Selling filter
- Prospectus (11) Apply Prospectus filter
- Securitisation (11) Apply Securitisation filter
- Corporate Governance (8) Apply Corporate Governance filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Corporate Finance (7) Apply Corporate Finance filter
- Trade Repositories (5) Apply Trade Repositories filter
- Management Board (3) Apply Management Board filter
- Transparency (3) Apply Transparency filter
- Audit (2) Apply Audit filter
- Board of Appeal (2) Apply Board of Appeal filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- IAS Regulation (2) Apply IAS Regulation filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- International cooperation (1) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Takeover Bids (1) Apply Takeover Bids filter
Type of document
- Press Release (103) Apply Press Release filter
- Investor Warning (93) Apply Investor Warning filter
- Reference (92) Apply Reference filter
- Final Report (83) Apply Final Report filter
- Guidelines & Recommendations (78) Apply Guidelines & Recommendations filter
- Consultation Paper (45) Apply Consultation Paper filter
- Speech (25) Apply Speech filter
- Report (23) Apply Report filter
- CESR Document (15) Apply CESR Document filter
- Statement (15) Apply Statement filter
- Opinion (13) Apply Opinion filter
- Letter (12) Apply Letter filter
- Compliance table (9) Apply Compliance table filter
- Q&A (5) Apply Q&A filter
- Decision (3) Apply Decision filter
- Technical Advice (2) Apply Technical Advice filter
- SMSG Advice (1) Apply SMSG Advice filter
- Technical Standards (1) Apply Technical Standards filter
MiFID - Secondary Markets
09 November 2018
trade associations and industry bodies, institutional and retail investors. Responding to this paper ... Regulatory and Enforcement Individuals Insurance and Pension Investment Services Investor Relations Issuers ...
MiFID - Investor Protection
Technical Q&As on product intervention measures on CFDs and binary options
ESMA35-36-1262
09 November 2018
Reference ESMA35-36-1262 Section MiFID- Investor Protection Type Q&A Main document ...
MiFID - Investor Protection
ESMA updates Questions and Answers on ESMA’s temporary product intervention measures
09 November 2018
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today updated ...
MiFID - Investor Protection
Press Releases
ESMA renews binary options prohibition for a further three months from 2 January 2019
09 November 2018
MiFID- Investor Protection Press Releases The European Securities and Markets Authority (ESMA) has ... to extend the intervention measure currently in effect. It considers that a significant investor protection ...
MiFID - Investor Protection
Press Releases
ESMA renews binary options prohibition for a further three months from 2 January 2019
ESMA71-99-1057
09 November 2018
Reference ESMA71-99-1057 Section MiFID- Investor Protection Press Releases Type Press Release Main ...
Board of Supervisors
Corporate Information
Fund Management
MiFID - Investor Protection
Risk Analysis & Economics - Markets Infrastructure Investors
ESMA appoints new chairs to four Standing Committees
07 November 2018
Board of Supervisors Corporate Information Fund Management MiFID- Investor Protection Risk ... Analysis & Economics- Markets Infrastructure Investors The Board of Supervisors of the European ... will chair the Investor Protection and Intermediaries Standing Committee. The standing committees are ...
Fund Management
MiFID - Investor Protection
Risk Analysis & Economics - Markets Infrastructure Investors
ESMA new SC chairs
ESMA71-99-1058
07 November 2018
Reference ESMA71-99-1058 Section Fund Management MiFID- Investor Protection Risk Analysis & ... Economics- Markets Infrastructure Investors Type Statement Main document ...
Market Integrity
ESMA updates its Q&As regarding the Benchmark Regulation
07 November 2018
of BMR. It aims at providing investors and other market participants with clarifications on the applicable ...
Guidelines and Technical standards
Joint Committee
MiFID - Investor Protection
Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body
ESMA35-43-1215
06 November 2018
Investor Protection Type Compliance table Main document ...
Guidelines and Technical standards
MiFID - Investor Protection
ESMA publishes official translations of Guidelines on MiFID II suitability requirements
06 November 2018
Guidelines and Technical standards MiFID- Investor Protection The European Securities and Markets ...
Guidelines and Technical standards
MiFID - Investor Protection
Guidelines on certain aspects of the MiFID II suitability requirements
ESMA35-43-1163
06 November 2018
ESMA35-43-1163 Section Guidelines and Technical standards MiFID- Investor Protection Type Guidelines & ...
MiFID - Investor Protection
Notice of ESMA’s Product Intervention Renewal Decision in relation to contracts for differences
31 October 2018
MiFID- Investor Protection On 23 October 2018, the European Securities and Markets Authority ...
MiFID - Investor Protection
CFD Renewal Decision Notice
ESMA35-43-1397
31 October 2018
Reference ESMA35-43-1397 Section MiFID- Investor Protection Type Decision Main document ...
Corporate Disclosure
IFRS Supervisory Convergence
European enforcers to focus on new IFRSs and non-financial information in issuers’ 2018 annual reports
26 October 2018
financial system. To serve this purpose investors and the public need high-quality disclosures.” 2018 ...
MiFID - Investor Protection
Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting
ESMA35-43-1410
23 October 2018
Reference ESMA35-43-1410 Section MiFID- Investor Protection Type Reference Main document ...
Risk Analysis & Economics - Markets Infrastructure Investors
ESMA data analysis values EU derivatives market at €660 trillion with central clearing increasing significantly
18 October 2018
Risk Analysis & Economics- Markets Infrastructure Investors The European Securities and ...
Press Releases
Risk Analysis & Economics - Markets Infrastructure Investors
ESMA data analysis values EU derivatives market at €660 trillion with central clearing increasing significantly
ESMA71-99-1027
18 October 2018
Infrastructure Investors Type Press Release Main document ...
Risk Analysis & Economics - Markets Infrastructure Investors
Annual statistical report of the EU Derivatives Markets - 2018
ESMA 50-165-670
18 October 2018
Reference ESMA 50-165-670 Section Risk Analysis & Economics- Markets Infrastructure Investors ...
Board of Supervisors
Corporate Information
Joint Committee
Speeches
ESMA highlights progress on MiFID implementation at ECON hearing
08 October 2018
intervention powers to ESMA. This was an important development for retail investors in the EU, who have been ... directly improved retail investor protection across the Union.” “Overall, I believe that MiFID II ... implementation is a very good example of what ESMA’s contribution to investor protection, orderly markets and ...
MiFID - Investor Protection
ESMA updates Q&As on MiFID II and MiFIR investor protection and intermediaries
03 October 2018
MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has today updated ... its Questions and Answers on the implementation of investor protection topics under the Market in ... investor protection and intermediaries topics provides new answers on: Best execution- Reporting for firms ...