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ESMA opinion under Article 42(3) MiFIR (IT_CFD)

ESMA-35-43-1971
17 June 2019
esma-35-43-1971-esma_opinion_under_article_423_mifir_it_cfd.pdf Style ESMA document ...

ESMA opinion under Article 43(2) MiFIR (EE_CFD)

ESMA-35-43-1966
12 June 2019
esma-35-43-1966-esma_opinion_under_article_432_mifir_ee_cfd.pdf Style ESMA document ...

ESMA opinion under Article 43(2) MiFIR (LT_CFD)

ESMA-35-43-1916
28 May 2019
esma-35-43-1916-esma_opinion_under_article_432_mifir_lt_cfd.pdf Style ESMA document ...

ESMA opinion under Article 43(2) MiFIR (FI_CFD)

ESMA-35-43-1914
28 May 2019
esma-35-43-1914-_esma_opinion_under_article_432_mifir_fi_cfd.pdf Style ESMA document ...

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
esma35-43-1906-esma_opinion_under_article_432_mifir_at_cfd.pdf Style ESMA document ...

ESMA opinion under Article 43(2) MiFIR (AT_CFD)

ESMA35-43-1906
13 May 2019
esma35-43-1906-esma_opinion_under_article_432_mifir_at_cfd.pdf Style ESMA document ...

CFD Renewal 3 - Notice

ESMA35-43-1912
30 April 2019
esma35-43-1912_cfd_renewal_3_-_notice_en.pdf Translated versions esma35-43-1912_cfd ... _renewal_3_-_notice_bg.pdf esma35-43-1912_cfd_renewal_3_-_notice_cs.pdf esma35-43-1912_cfd_renewal_3_-_notice_da.pdf esma35-43-1912_cfd ... _renewal_3_-_notice_de.pdf esma35-43-1912_cfd_renewal_3_-_notice_el.pdf esma35-43-1912_cfd_renewal_3_-_notice_es.pdf esma35-43-1912_cfd ...

ESMA to renew restrictions on CFDs for a further three months from 1 May 2019

27 March 2019
A standardised risk warning, including the percentage of losses on a CFD provider’s retail investor accounts. ...

ESMA renews CFD measures from 1 May 2019

ESMA71-99-1130
27 March 2019
document esma71-99-1130_esma_renews_cfd_measures_from_1_may_2019.pdf Style ESMA document ...

CFD Renewal Decision (2) Notice

ESMA35-43-1562
31 January 2019
2018-esma35-43-1562_cfd_renewal_decision_2_notice_en.pdf Translated versions 2018-esma35-43-1562_cfd ... _renewal_decision_2_notice_bg.pdf 2018-esma35-43-1562_cfd_renewal_decision_2_notice_cs.pdf 2018-esma35-43-1562_cfd ... _renewal_decision_2_notice_da.pdf 2018-esma35-43-1562_cfd_renewal_decision_2_notice_de.pdf 2018-esma35-43-1562_cfd ...

ESMA to renew restrictions on CFDs for a further three months from 1 February 2019

19 December 2018
A standardised risk warning, including the percentage of losses on a CFD provider’s retail investor accounts. ...

ESMA renews CFD measures from February 1

ESMA71-99-1078
19 December 2018
document esma71-99-1078_esma_renews_cfd_measures_from_february_1.pdf Style ESMA document ...

ESMA updates Questions and Answers on ESMA’s temporary product intervention measures

09 November 2018
(Question 5.13) and further clarifies what is considered “payments for the purpose of entering into a CFD ...

CFD Renewal Decision Notice

ESMA35-43-1397
31 October 2018
2018-esma35-43-1397_cfd_renewal_decision_notice_en.pdf Translated versions 2018-esma35-43-1397_cfd ... _renewal_decision_notice_bg.pdf 2018-esma35-43-1397_cfd_renewal_decision_notice_cs.pdf 2018-esma35-43-1397_cfd ... _renewal_decision_notice_da.pdf 2018-esma35-43-1397_cfd_renewal_decision_notice_de.pdf 2018-esma35-43-1397_cfd ...

ESMA to renew restriction on CFDs for a further three months

28 September 2018
warning, including the percentage of losses on a CFD provider’s retail investor accounts. During its review ... of the intervention measure, ESMA obtained information that, in certain cases, CFD providers experienced technical ... warning:  [insert percentage per provider] % of retail CFD accounts lose money. The new warning will be ...

ESMA adopts final product intervention measures on CFDs and binary options

01 June 2018
of incentives by a CFD provider; and a firm specific risk warning delivered in a standardised way. ESMA has ... A standardised risk warning, including the percentage of losses on a CFD provider’s retail investor accounts. ...

ESMA agrees to prohibit binary options and restrict CFDs to protect retail investors

27 March 2018
protection on a per account basis; preventing the use of incentives by a CFD provider; and a firm specific ... issues related to their marketing and distribution. NCAs’ analyses on CFD trading across different EU ... warning, including the percentage of losses on a CFD provider’s retail investor accounts. Next steps ESMA ...

ESMA consults on potential CFD and binary options measures to protect retail investors

18 January 2018
standardise the percentage of margin at which providers are required to close out a retail client’s open CFD ... provided by a CFD provider; and      v.        A standardised risk warning by CFD providers. This would ...

ESMA issues statement on preparatory work in relation to CFDs, binary options and other speculative products

29 June 2017
other speculative products to foster supervisory convergence, having established a CFD Task Force in ...

Product Intervention - General Statement

ESMA35-36-885
28 June 2017
supervisory convergence, having established a CFD Task Force in July 2015, and also issued a further investor ...