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ESMA advises EC on the supervisory regime for third-country CCPs

11 November 2019
Post Trading The European Securities and Markets Authority (ESMA), the EU’s securities markets ... third-country central counterparties (TC-CCPs) under the revised European Market Infrastructure Regulation (EMIR ... market infrastructures that play a key role in helping to mitigate transactional risks related to central ...

MiFID II: ESMA publishes data for the systematic internaliser calculations for equity, equity-like instruments and bonds

08 November 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ...

MiFID II: ESMA makes new bond liquidity data available

08 November 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

08 November 2019
MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC The European Securities and ...

SMSG advice on ESMA’s CP on the MiFID II compliance function

ESMA22106-2002
06 November 2019
Reference ESMA22106-2002 Section Securities and Markets Stakeholder Group Type SMSG Advice Main ...

MiFID II: ESMA consults on position limits in commodity derivatives

05 November 2019
MiFID- Secondary Markets Press Releases The European Securities and Markets Authority (ESMA) has ...
05 November 2019
Central Counterparty (CCP) Central Securities Depository (CSD) Credit Rating Agencies Fintech Government, ...

ESMA publishes validation rules and XML schemas for SFTR reporting

31 October 2019
Securities Financing Transactions The European Securities and Markets Authority (ESMA) has ... published today further technical details for the reporting of Securities Financing Transactions (SFTs) as ...

ESMA report sees decrease in prospectus activity for 2018

31 October 2019
Prospectus The European Securities and Markets Authority (ESMA), in its annual report on ... (2,505) of prospectuses approved in 2018 related to non-equity securities with the most frequent security ... type being debt securities with a denomination of at least €100,000. The number of EEA prospectuses ...

ESMA update on Brexit preparations

30 October 2019
Brexit Press Releases The European Securities and Markets Authority (ESMA) wants to inform ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ...

Steven Maijoor delivers speech on Benchmarks in Madrid

29 October 2019
Benchmarks Speeches Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA), ... the  ​EUR Working Group on euro risk-free rates  ​together with the European Central Bank, European ...

SMSG Opinion on ESMA's Report on performance and cost of retail investment products

ESMA22-106-1990
28 October 2019
Reference ESMA22-106-1990 Section Securities and Markets Stakeholder Group Type Opinion Main ...

SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements

ESMA22-106-1991
28 October 2019
Reference ESMA22-106-1991 Section Securities and Markets Stakeholder Group Type SMSG Advice Main ...

EU enforcers must monitor closely new reporting standards

22 October 2019
Corporate Disclosure IAS Regulation The European Securities and Markets Authority (ESMA), the EU’s ... securities markets regulator, today publishes the priorities that European enforcers will consider when ...

ESMA AND THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION TO COOPERATE ON BENCHMARKS

20 October 2019
Benchmarks The European Securities and Markets Authority (ESMA) and the Australian Securities and ... the European Union’s regulator for securities markets. Its mission is to enhance investor protection and ...

SFTR Reporting

18 October 2019
ESMA regulates securities financing activities by setting out reporting requirements, data access, ... collection, verification, aggregation, comparison and publication of data on securities financing transactions ... (SFTs) by trade repositories (TRs). The Securities Financing Transactions Regulation (SFTR) is the main ...

ESMA sees significant room for improvement in national regulators’ supervision of derivatives data

17 October 2019
Post Trading Supervisory convergence The European Securities and Markets Authority (ESMA) has ... the German Federal Financial Supervisory Authority (BaFin); the Central Bank of Ireland (CBoI); the Cypriot ... Securities and Exchange Commission (CySEC); and the UK Financial Conduct Authority (FCA). In addition, ESMA ...
16 October 2019
Central Securities Depository (CSD) Credit Rating Agencies Fintech Government, Regulatory and Enforcement ... to associate with this registration. Activity- None- Asset Management Banking Central Counterparty (CCP) ...

Steven Maijoor addresses EU-Asia Financial Dialogue at ASIFMA Annual Conference 2019, Tokyo

10 October 2019
Chair of the European Securities and Markets Authority (ESMA), addressed the EU-Asia Financial Dialogue ...

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