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ESMA and EU securities regulators agree no-deal Brexit MoUs with FCA

01 February 2019
Board of Supervisors Brexit Credit Rating Agencies Fund Management Press Releases Trade ... agreement, the no-deal Brexit scenario. The MoUs will therefore only take effect in the event of a no-deal ... Brexit scenario. The MoUs are similar to those already concluded on the exchange of information with many ...

ESMA and EU securities regulators MoUs with FCA

ESMA71-99-1096
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA is ready to review UK CCPs’ and CSDs’ recognition applications for a no-deal Brexit scenario

19 December 2018
Brexit Post Trading Press Releases Recognition of UK CCPs The European Securities and Markets ... No 648/2012 (European Markets Infrastructure Regulation- EMIR) for a no-deal Brexit scenario, where ... to apply to, and in, the UK (Brexit date) and only in case no agreement to extend the two year period ...

ESMA sees rising market nervousness and sensitivity linked to Brexit risks

29 November 2018
risk. Going forward, ESMA sees concerns over a potential no-deal Brexit increasingly weighing on ... economic and market expectations. Risks to business operations from Brexit as well as from cyber threats ...

Managing risks of a no-deal Brexit in the area of central clearing

ESMA70-151-1948
23 November 2018
Reference ESMA70-151-1948 Section Brexit Post Trading Press Releases Type Statement Main document ... esma70-151-1948_managing_risks_of_a_no-deal_brexit_in_the_area_of_central_clearing.pdf Style ESMA document ...

Managing risks of a no-deal Brexit in the area of central clearing

23 November 2018
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) is ... publishing this Public Statement to address the risks of a no-deal Brexit scenario in the area of central ...

ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives

08 November 2018
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... the novation conditional upon a no-deal Brexit, given the conditional application date of this amending ... the importance for market participants to be prepared for Brexit, including the possibility of a no-deal ...

ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives

ESMA71-99-1055
08 November 2018
Reference ESMA71-99-1055 Section Brexit Post Trading Press Releases Type Press Release Main ... document esma71-99-1055_esma_proposes_a_regulatory_change_to_support_the_brexit_preparations_of ...

STEVEN MAIJOOR SPEECH AT THE WORLD FEDERATION OF EXCHANGES GENERAL ASSEMBLY AND ANNUAL MEETING

03 October 2018
Brexit’, covers in significant detail ESMA’s work on MiFID II and preparations in case of a no deal Brexit.   ...

Volatility spikes underline fragilities and risks to EU securities markets and investors

06 September 2018
Report (No 2, 2018). ESMA also re-iterated its concerns about cyber risk and Brexit risks for business ... The outcome of the Brexit negotiations remains at this stage the most important political risk for the EU; ... continues to be elevated with negative outlook, as cyber threats and Brexit-related risks to business ...

ESMA reminds UK-based regulated entities about timely submission of authorisation applications

12 July 2018
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ... entities need to consider the scenario where a hard Brexit would take place on 30 March 2019. In ...

Steven Maijoor addresses FESE Convention 2018 on MiFID II implementation

22 June 2018
measures or recommendations.” Brexit- 3rd country equivalence and the benefits of a harmonised 3rd country ... investment firms ahead of Brexit and we would welcome an initiative by the Commission with respect to third ...

ESMA 1Q18 RISK DASHBOARD SEES COMPLEX PRODUCTS AND VOLATILITY AS KEY RISKS

06 June 2018
at high. Operational risk continues to be elevated, with a deteriorating outlook, as Brexit ...

EU financial regulators warn against risks for EU financial markets, Brexit, asset repricing and cyber-attacks key risks

12 April 2018
uncertainties, especially those around Brexit, supervisory vigilance and cooperation across all sectors remains ... the future asset managers; Brexit: the ESAs recommend EU financial institutions and their counterparties, as ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March.  ​ His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...

CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote

ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...

High risks persist for European securities markets and investors, ESMA says

20 March 2018
as around the current Brexit negotiations; and Credit risk has eased in relation to an improving ...

ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs

08 February 2018
and TRs – internal controls, cloud computing, Brexit, fees, ancillary services – have delivered ... in the supervision of both TRs and CRAs on which ESMA will perform further work include Brexit, fees ... Brexit will be key for ESMA in 2018. By the end of the year all supervised entities should be ready if ...