SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Post Trading X Benchmarks X MiFID - Investor Protection X
Reset all filters

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ... Main document esma71-319-91_dublin_brexit_speech_13-02-2019.pdf Style ESMA document ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...

ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD

04 February 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has agreed ... the no-deal Brexit scenario. ESMA has previously communicated, in its public statements of 23 November and 19 ... of the UK CCPs and the UK CSD and to adopt the recognition decisions well ahead of Brexit date. ...

ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD

ESMA71-99-1107
04 February 2019
Reference ESMA71-99-1107 Section Brexit Post Trading Press Releases Type Press Release Main ... document esma71-99-1107_esma_agrees_no-deal_brexit_mous_with_the_bank_of_england_for ...

ESMA clarifies the reporting and handling of derivatives data in case of no-deal Brexit

01 February 2019
Brexit Post Trading The European Securities and Markets Authority (ESMA) has issued today a public ... a withdrawal agreement, the no-deal Brexit scenario.  EMIR mandates the reporting of all derivatives to ESMA ... UK counterparties would not be mandated to report under EMIR to EU27 TRs following a no-deal Brexit ...

ESMA statement on issues affecting reporting, recordkeeping, reconciliation, data access, portability and aggregation of derivatives under Article 9 EMIR in the case of UK withdrawal from the EU without a transitional agreement

ESMA70-151-1997
01 February 2019
esma70-151-1997_statement_brexit_emir_data.pdf Style ESMA document ...

ESMA is ready to review UK CCPs’ and CSDs’ recognition applications for a no-deal Brexit scenario

19 December 2018
Brexit Post Trading Press Releases Recognition of UK CCPs The European Securities and Markets ... No 648/2012 (European Markets Infrastructure Regulation- EMIR) for a no-deal Brexit scenario, where ... to apply to, and in, the UK (Brexit date) and only in case no agreement to extend the two year period ...

ESMA statement recognition of UK CCPs and CSD in no deal Brexit

ESMA70-151-2032
19 December 2018
Reference ESMA70-151-2032 Section Brexit Post Trading Type Statement Main document ... esma70-151-2032_esma_statement_recognition_of_uk_ccps_and_csd_in_no_deal_brexit.pdf Style ESMA document ...

ESMA tells firms to provide clients with information on the implications of Brexit

19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...

Brexit Statement - information to clients

ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...

ESAs propose to amend bilateral margin requirements to assist Brexit preparations for OTC derivative contracts

29 November 2018
Brexit Joint Committee Post Trading The European Banking Authority (EBA), the European Insurance ... date, making the novation conditional upon a no-deal Brexit, given the conditional application date ... of these two amending regulations. Participants Brexit preperations The ESAs and other EU authorities and ...

Managing risks of a no-deal Brexit in the area of central clearing

ESMA70-151-1948
23 November 2018
Reference ESMA70-151-1948 Section Brexit Post Trading Press Releases Type Statement Main document ... esma70-151-1948_managing_risks_of_a_no-deal_brexit_in_the_area_of_central_clearing.pdf Style ESMA document ...

Managing risks of a no-deal Brexit in the area of central clearing

23 November 2018
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) is ... publishing this Public Statement to address the risks of a no-deal Brexit scenario in the area of central ...

ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives

08 November 2018
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... the novation conditional upon a no-deal Brexit, given the conditional application date of this amending ... the importance for market participants to be prepared for Brexit, including the possibility of a no-deal ...

ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives

ESMA71-99-1055
08 November 2018
Reference ESMA71-99-1055 Section Brexit Post Trading Press Releases Type Press Release Main ... document esma71-99-1055_esma_proposes_a_regulatory_change_to_support_the_brexit_preparations_of ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March.  ​ His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...

CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote

ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...

Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union

ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...