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ESMA registers DTCC Data Repository (Ireland) PLC as trade repository

01 March 2019
Brexit Press Releases The European Securities and Markets Authority (ESMA), the EU supervisor ... strategy in response to a no-deal Brexit. Under this scenario, the UK-based TR of the Group (DTCC Data ...

ESMA to recognise the UK Central Securities Depository in the event of a no-deal Brexit

01 March 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... announced that, in the event of a no-deal Brexit, the Central Securities Depository (CSD) established in ... of a no-deal Brexit. Therefore, it has adopted a decision to recognise the UK CSD as a third-country CSD under ...

ESMA to recognise the UK Central Securities Depository - no deal

ESMA71-99-1119
01 March 2019
Reference ESMA71-99-1119 Section Brexit Post Trading Press Releases Type Press Release Main ...

ESMA to recognise three UK CCPs in the event of a no-deal Brexit

18 February 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... announced that in the event of a no-deal Brexit, three central counterparties (CCPs) established in ... of EMIR are met by the three CCPs in case of a no-deal Brexit. Therefore, it has adopted decisions ...

ESMA to recognise three UK CCPs in the event of a no-deal Brexit

ESMA71-99-1114
18 February 2019
Reference ESMA71-99-1114 Section Brexit Post Trading Press Releases Type Press Release Main ... document esma71-99-1114_esma_to_recognise_three_uk_ccps_in_the_event_of_a_no-deal_brexit.pdf Style ESMA ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on ​ Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning.  The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...

ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD

04 February 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has agreed ... the no-deal Brexit scenario. ESMA has previously communicated, in its public statements of 23 November and 19 ... of the UK CCPs and the UK CSD and to adopt the recognition decisions well ahead of Brexit date. ...

ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD

ESMA71-99-1107
04 February 2019
Reference ESMA71-99-1107 Section Brexit Post Trading Press Releases Type Press Release Main ... document esma71-99-1107_esma_agrees_no-deal_brexit_mous_with_the_bank_of_england_for ...

ESMA Newsletter - Nº1

01 February 2019
TRANSPARENCY RULES IN CASE OF NO-DEAL BREXIT ESMA) has issued three Questions and Answers (Q&As) regarding ... TO REVIEW UK CCPS’ AND CSDS’ RECOGNITION APPLICATIONS FOR A NO-DEAL BREXIT SCENARIO ESMA has published ... a no-deal Brexit scenario.  19 December ESMA TELLS FIRMS TO PROVIDE CLIENTS WITH INFORMATION ON ...

ESMA and EU securities regulators agree no-deal Brexit MoUs with FCA

01 February 2019
Board of Supervisors Brexit Credit Rating Agencies Fund Management Press Releases Trade ... agreement, the no-deal Brexit scenario. The MoUs will therefore only take effect in the event of a no-deal ... Brexit scenario. The MoUs are similar to those already concluded on the exchange of information with many ...

ESMA and EU securities regulators MoUs with FCA

ESMA71-99-1096
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA is ready to review UK CCPs’ and CSDs’ recognition applications for a no-deal Brexit scenario

19 December 2018
Brexit Post Trading Press Releases Recognition of UK CCPs The European Securities and Markets ... No 648/2012 (European Markets Infrastructure Regulation- EMIR) for a no-deal Brexit scenario, where ... to apply to, and in, the UK (Brexit date) and only in case no agreement to extend the two year period ...

Managing risks of a no-deal Brexit in the area of central clearing

ESMA70-151-1948
23 November 2018
Reference ESMA70-151-1948 Section Brexit Post Trading Press Releases Type Statement Main document ... esma70-151-1948_managing_risks_of_a_no-deal_brexit_in_the_area_of_central_clearing.pdf Style ESMA document ...

Managing risks of a no-deal Brexit in the area of central clearing

23 November 2018
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) is ... publishing this Public Statement to address the risks of a no-deal Brexit scenario in the area of central ...

ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives

08 November 2018
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... the novation conditional upon a no-deal Brexit, given the conditional application date of this amending ... the importance for market participants to be prepared for Brexit, including the possibility of a no-deal ...

ESMA proposes a regulatory change to support the Brexit preparations of counterparties to uncleared OTC derivatives

ESMA71-99-1055
08 November 2018
Reference ESMA71-99-1055 Section Brexit Post Trading Press Releases Type Press Release Main ... document esma71-99-1055_esma_proposes_a_regulatory_change_to_support_the_brexit_preparations_of ...

ESMA reminds UK-based regulated entities about timely submission of authorisation applications

12 July 2018
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ... entities need to consider the scenario where a hard Brexit would take place on 30 March 2019. In ...

ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs

08 February 2018
and TRs – internal controls, cloud computing, Brexit, fees, ancillary services – have delivered ... in the supervision of both TRs and CRAs on which ESMA will perform further work include Brexit, fees ... Brexit will be key for ESMA in 2018. By the end of the year all supervised entities should be ready if ...

ESMA publishes 2018 Supervisory Convergence Work Programme

07 February 2018
and Brexit Key Convergence Priorities in 2018 The core elements of the priorities identified for 2018 ...