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Brexit Update March 2019
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: ... esma90-1-83_public_statement_-_brexit_update.pdf Style ESMA document ...
ESMA and EU securities regulators MoUs with FCA
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...
Brexit Statement - information to clients
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...
Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union
09 November 2018
Reference ESMA80-187-149 Section Brexit Credit Rating Agencies Trade Repositories Type Statement ... Main document esma80-187-149_public_statement_brexit_cras_trs.pdf Style ESMA document ...
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union
12 July 2018
Reference ESMA42-110-998 Section Brexit Supervisory convergence Type Statement Main document ...
ESMA issues sector-specific principles on relocations from the UK to the EU27
13 July 2017
Reference ESMA71-99-526 Section Brexit Press Releases Supervisory convergence Type Press Release Main ...
The European Securities and Markets Authority (ESMA) has published three Opinions setting out sector-specific principles in the areas of investment firms , investment management and secondary markets , aimed at fostering consistency in authorisation, supervision and enforcement related to the...
ESMA issues principles on supervisory approach to relocations from the UK
31 May 2017
Reference ESMA71-99-469 Section Brexit Press Releases Supervisory convergence Type Press Release Main ...
The European Securities and Markets Authority (ESMA) has published an Opinion setting out general principles aimed at fostering consistency in authorisation, supervision and enforcement related to the relocation of entities, activities and functions from the United Kingdom. The opinion is addressed...