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MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

07 October 2019
the “ Use of UK data in ESMA databases ”, in case of a no-deal Brexit, ESMA will not perform the DVC ... after Brexit. The DVC calculations would be resumed in January 2020. Background MiFID II introduced ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... (EU), or Brexit. The invocation procedure provides that after a negotiation period of up to two years, ... analysis of the potential impact of a no-deal Brexit for EU securities markets and for ESMA as ...

ESMA RESPONDS TO EUROPEAN COMMISSION ON ANNUAL REVIEW OF RTS 2

24 September 2019
the course of 2019 due to the remaining uncertainties around a potential no-deal Brexit. ESMA reiterates ... uncertainties regarding the timing and conditions of Brexit, ESMA does not consider that this is a suitable time ...

Steven Maijoor address FESE 2019 Convention Opening Dinner

04 June 2019
Brexit International cooperation MiFID- Secondary Markets Post Trading Speeches Steven Maijoor, ... supervision; The equivalence process: closer monitoring, more transparency and consistency; and Brexit and ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

29 May 2019
Brexit MiFID- Secondary Markets Public Statement- Impact of Brexit on the trading obligation for ... Brexit) on the trading obligation for shares (STO) under Article 23 of MiFIR and in the absence ... on 19 March 2019 which aimed at reducing the potential impact created by a no-deal Brexit while ...

ESMA updates publication schedule for transparency calculations in May and June 2019

26 April 2019
of a no-deal Brexit. The statement explained that in case of a no-deal Brexit the publication ... decision  on 11 April extending Article 50(3) TEU resulting in a new potential no-deal Brexit date of 31 ...

ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April

28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... the basis of a no-deal Brexit scenario on 29 March 2019, reference to the date of 29 March 2019 in these ...

ESMA WRITES TO EUROPEAN COMMISSION ON MIFID II/MIFIR REVIEW REPORTS

27 March 2019
the uncertainties introduced by Brexit and aims to ensure that enough experience is gathered on the application ...

ESMA’s application of the trading obligation for shares following a no-deal Brexit

19 March 2019
Brexit MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has published ... the European Union (EU) on 29 March 2019 without a withdrawal agreement (no-deal Brexit), and without ... the application of the TO for shares in a no-deal Brexit scenario.  To effectively inform market participants, ...

ESMA sets out its approach to several MiFID II/MiFIR and BMR provisions under a no-deal Brexit

07 March 2019
Brexit MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has today ... provisions should the United Kingdom (UK) leave the European Union (EU) under a no-deal Brexit.   ESMA’s ... out details on the following MiFID II and BMR aspects under a no-deal Brexit: The MiFID II C(6) ...

MiFID II: ESMA makes available the results of the annual transparency calculations for equity and equity-like instruments

06 March 2019
Brexit, the current publication might require amendments to the MRM in terms of liquidity. ESMA therefore ... turnover in the EU as early as possible after Brexit. For newly issued instruments, the MRM will be changed ...

MiFID II: ESMA publication of the annual calculation of the large in scale (LIS) and size specific to the instruments (SSTI) thresholds for bonds postponed to later in March 2019

01 March 2019
Brexit, published on 5 February 2019. ESMA aims to ensure that t his publication will now take place later ...

MIFID II: ESMA ISSUES LATEST DOUBLE VOLUME CAP DATA

15 February 2019
reference data for that instrument. This is due to recent changes to the system.  Brexit  As communicated on ... 5 February 2019, in case of a no-deal Brexit ESMA will not perform the DVC calculations in April and May 2019 ... due to concerns about disruptions of the ESMA IT-systems after Brexit. The DVC calculations will ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on ​ Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning.  The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...

ESMA sets out use of UK data in ESMA databases under a no-deal Brexit

05 February 2019
Brexit MiFID- Secondary Markets The European Securities and Markets Authority (ESMA) has today ... under a no-deal Brexit. ESMA is issuing this statement in relation to the impact on ESMA’s databases in ... to ESMA and will no longer have access to ESMA’s IT applications and databases. Under a no-deal Brexit, no ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

Steven Maijoor addresses FESE Convention 2018 on MiFID II implementation

22 June 2018
measures or recommendations.” Brexit- 3rd country equivalence and the benefits of a harmonised 3rd country ... investment firms ahead of Brexit and we would welcome an initiative by the Commission with respect to third ...