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ESMA Newsletter - Nº9

20 November 2019
update on Brexit preparations The European Securities and Markets Authority (ESMA) wants to inform ... relating to its preparations for a no-deal Brexit will no longer apply as of 31 October. 30 October MiFID ... Brexit scenario on 31 October 2019 On 29 March 2017, the United Kingdom of Great Britain and Northern ...

ESMA Newsletter - Nº8

07 October 2019
Valores (CNMV). 12 September EU financial regulators highlight risks of a no-deal Brexit and search for ... concerns over a no-deal Brexit remain key risk drivers for the second half of 2019. 06 September  ​ MIFID ...

Steven Maijoor delivers keynote speech at AFME's Legal and Compliance Conference

04 October 2019
Brexit Post Trading Speeches Steven Maijoor, Chair of the European Securities and Markets ... the role and responsibilties of ESMA; strengthening the supervision of EU and non-EU CCPs; and Brexit, Mr. ... stemming from Brexit, and the system must be robust enough to tackle those head on." ​Key highlights ...

ESMA withdraws the registration of Moody's Investors Service EMEA LTD

02 July 2019
to Brexit.   Point (a) of Article 20(1) of the CRAR provides that without prejudice to Article 24, ESMA shall ...

ESMA Newsletter - Nº5

07 June 2019
APPLICATION OF THE TRADING OBLIGATION FOR SHARES IN A NO-DEAL BREXIT ESMA has further considered the impact ... of the United Kingdom (UK) leaving the European Union (EU) without a withdrawal agreement (no-deal Brexit) on ...

Steven Maijoor address FESE 2019 Convention Opening Dinner

04 June 2019
Brexit International cooperation MiFID- Secondary Markets Post Trading Speeches Steven Maijoor, ... supervision; The equivalence process: closer monitoring, more transparency and consistency; and Brexit and ...

ESMA Newsletter - Nº4

06 May 2019
Counterparties.  12 April  ESMA UPDATE ON NO-DEAL BREXIT PREPARATIONS ESMA statements and measures on no-deal ... Brexit scenario preparations referring to 12 April 2019 should now be read as referring to 31 October ... OF A NO-DEAL BREXIT SCENARIO ON 12 APRIL 2019 In accordance with the previous statement from 28 March 2019, ...

ESMA has adopted new recognition decisions for the three UK CCPs and the UK CSD in the event of a no-deal Brexit on 12 April

05 April 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... February and 1 March 2019 that in the event of a no-deal Brexit, and without an extension to the Article 50 ... a no-deal Brexit occurs on 12 April. The recognition decisions would take effect on the date following ...

ESMA Newsletter - Nº3

04 April 2019
ESMA UPDATES ON ITS PREPARATIONS FOR A POSSIBLE NO-DEAL BREXIT SCENARIO ON 12 APRIL ESMA has published ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... II/MIFIR).  19 March  ESMA PUBLISHES ITS DATA OPERATIONAL PLAN UNDER A NO-DEAL BREXIT SCENARIO    ESMA has ...

ESMA launches third EU-wide CCP stress test exercise

03 April 2019
Clear Ltd), ESMA will include them within its exercise unless there is a no-deal Brexit. ESMA will ...

ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April

28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... the basis of a no-deal Brexit scenario on 29 March 2019, reference to the date of 29 March 2019 in these ...

ESMA registers UnaVista TRADEcho B.V. as trade repository

25 March 2019
Exchange (LSE) Group’s response to a possible no-deal Brexit. Under this scenario, the UK-based TR ...

ESMA clarifies endorsement of UK credit ratings in case of a no-deal Brexit

15 March 2019
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA) has issued ... Union (EU) without a withdrawal agreement (no-deal Brexit). The statement follows ESMA's earlier  ...

ESMA Newsletter - Nº2

04 March 2019
SUPERVISION TO FOCUS ON DATA, BREXIT AND CYBERSECURITY IN 2019 ESMA has published its 2019 Supervision Work ... ESMA TO RECOGNISE THREE UK CCPS IN THE EVENT OF A NO-DEAL BREXIT ESMA has announced that in the event ... of a no-deal Brexit, three central counterparties (CCPs) established in the United Kingdom (UK) – LCH Limited, ...

ESMA to recognise the UK Central Securities Depository in the event of a no-deal Brexit

01 March 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... announced that, in the event of a no-deal Brexit, the Central Securities Depository (CSD) established in ... of a no-deal Brexit. Therefore, it has adopted a decision to recognise the UK CSD as a third-country CSD under ...

ESMA supervision to focus on data, Brexit and cybersecurity in 2019

19 February 2019
quality of the rating process; CRA Cybersecurity; Recognition of UK CCPs in a no-deal Brexit scenario; and ... further work including Brexit, fees charged by CRAs and TRs, the effectiveness of internal control ...

ESMA to recognise three UK CCPs in the event of a no-deal Brexit

18 February 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... announced that in the event of a no-deal Brexit, three central counterparties (CCPs) established in ... of EMIR are met by the three CCPs in case of a no-deal Brexit. Therefore, it has adopted decisions ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on ​ Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning.  The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...

ESMA agrees no-deal Brexit MOUs with the Bank of England for recognition of UK CCPs and the UK CSD

04 February 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has agreed ... the no-deal Brexit scenario. ESMA has previously communicated, in its public statements of 23 November and 19 ... of the UK CCPs and the UK CSD and to adopt the recognition decisions well ahead of Brexit date. ...

ESMA Newsletter - Nº1

01 February 2019
TRANSPARENCY RULES IN CASE OF NO-DEAL BREXIT ESMA) has issued three Questions and Answers (Q&As) regarding ... TO REVIEW UK CCPS’ AND CSDS’ RECOGNITION APPLICATIONS FOR A NO-DEAL BREXIT SCENARIO ESMA has published ... a no-deal Brexit scenario.  19 December ESMA TELLS FIRMS TO PROVIDE CLIENTS WITH INFORMATION ON ...