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Board of Supervisors
Corporate Information
Management Board
Planning reporting budget
Press Releases
ESMA prepares for new responsibilities in 2020
01 October 2019
and ESMA continues to prepare for both a no-deal Brexit scenario, where it will focus on managing ...
Credit Rating Agencies
ESMA withdraws the registration of Moody's Investors Service EMEA LTD
02 July 2019
to Brexit. Point (a) of Article 20(1) of the CRAR provides that without prejudice to Article 24, ESMA shall ...
Board of Supervisors
Corporate Information
Planning reporting budget
ESMA PUBLISHES 2018 ANNUAL REPORT
17 June 2019
its work on: Promoting Supervisory Convergence Brexit preparations including the work ... agencies (CRAs) and trade repositories were properly prepared for Brexit including a no-deal scenario; and ... Brexit preparation; Assessing risks: enhancing analytical input into ESMA’s operational work; Single ...
Brexit
Corporate Disclosure
Corporate Finance
Corporate Governance
Corporate Information
Prospectus
Supervisory convergence
Q&A on Prospectus Related Topics
ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...
Brexit
Credit Rating Agencies
MiFID - Secondary Markets
MiFID II: Transparency Calculations and DVC
Post Trading
Trade Repositories
ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April
28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... the basis of a no-deal Brexit scenario on 29 March 2019, reference to the date of 29 March 2019 in these ...
Brexit
Credit Rating Agencies
MiFID - Secondary Markets
MiFID II: Transparency Calculations and DVC
Post Trading
Trade Repositories
Brexit Update March 2019
ESMA90-1-83
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: ... esma90-1-83_public_statement_-_brexit_update.pdf Style ESMA document ...
Brexit
Credit Rating Agencies
ESMA clarifies endorsement of UK credit ratings in case of a no-deal Brexit
15 March 2019
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA) has issued ... Union (EU) without a withdrawal agreement (no-deal Brexit). The statement follows ESMA's earlier ...
Brexit
Credit Rating Agencies
ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit
ESMA33-5-735
15 March 2019
Reference ESMA33-5-735 Section Brexit Credit Rating Agencies Type Statement Main document ...
Credit Rating Agencies
Press release - ESMA supervision to focus on data, Brexit and cybersecurity in 2019
ESMA71-99-1112
19 February 2019
Reference ESMA71-99-1112 Section Credit Rating Agencies Type Press Release Main document press_release_supervision_wp.pdf Style ESMA document ...
Credit Rating Agencies
ESMA supervision to focus on data, Brexit and cybersecurity in 2019
19 February 2019
quality of the rating process; CRA Cybersecurity; Recognition of UK CCPs in a no-deal Brexit scenario; and ... further work including Brexit, fees charged by CRAs and TRs, the effectiveness of internal control ...
Board of Supervisors
Brexit
Credit Rating Agencies
Fund Management
Press Releases
Trade Repositories
ESMA and EU securities regulators agree no-deal Brexit MoUs with FCA
01 February 2019
Board of Supervisors Brexit Credit Rating Agencies Fund Management Press Releases Trade ... agreement, the no-deal Brexit scenario. The MoUs will therefore only take effect in the event of a no-deal ... Brexit scenario. The MoUs are similar to those already concluded on the exchange of information with many ...
Board of Supervisors
Brexit
Credit Rating Agencies
Fund Management
Press Releases
Trade Repositories
ESMA and EU securities regulators MoUs with FCA
ESMA71-99-1096
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...
Brexit
Credit Rating Agencies
ESMA registers A.M. Best (EU) Rating Services B.V. as credit rating agency
03 December 2018
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA), the EU’s ...
Brexit
Credit Rating Agencies
Trade Repositories
ESMA asks clients of credit rating agencies and trade repositories to prepare for a no-deal Brexit
09 November 2018
Brexit Credit Rating Agencies Trade Repositories The European Securities and Markets Authority ... and TRs need to consider the scenario where a no-deal Brexit would take place on 30 March 2019. ... to be used for regulatory purposes in the EU. In a no-deal Brexit scenario, TRs and CRAs established in ...
Brexit
Credit Rating Agencies
Trade Repositories
Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union
ESMA80-187-149
09 November 2018
Reference ESMA80-187-149 Section Brexit Credit Rating Agencies Trade Repositories Type Statement ... Main document esma80-187-149_public_statement_brexit_cras_trs.pdf Style ESMA document ...
Brexit
Credit Rating Agencies
ESMA clarifies endorsement regime for non-EU credit ratings
18 July 2018
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published ...
Credit Rating Agencies
Press Releases
ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs
08 February 2018
and TRs – internal controls, cloud computing, Brexit, fees, ancillary services – have delivered ... in the supervision of both TRs and CRAs on which ESMA will perform further work include Brexit, fees ... Brexit will be key for ESMA in 2018. By the end of the year all supervised entities should be ready if ...
Corporate Information
Last places available - join the #ESMA2017 Conference on Oct 17 in Paris
10 October 2017
environment, regulation, investor protection, innovation and last but not least Brexit. ESMA invites you to its ...
Corporate Information
Joint Committee
Press Releases
Speeches
ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing
09 October 2017
me to some Brexit-focused considerations that I would like to share with you, given they relate ... to discuss individual relocation cases on an anonymous basis. “Obviously, Brexit may pose significant ... to reduce as much as possible the risk of disruptions under any scenario. 3rd Country related issues “Brexit ...
Corporate Information
Join the ESMA Conference on 17 October 2017
20 September 2017
currently affecting the financial sector such as the MiFID II, FinTech, Brexit as well as the review ...