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ESMA withdraws registration of DTCC Data Repository (Ireland) plc

31 March 2020
registration was part of the Brexit contingency plan of DTCC Group to ensure continuity of services in ... the European Union in case of a no-deal Brexit.   As the no-deal Brexit scenario did not materialise, this ...

ESMA’s supervision focuses on outstanding credit ratings, data quality and third country CCPs

09 March 2020
– assessment of application of the clearing obligation; Brexit preparations and possible direct supervision ... their  preparation for the end of the Brexit implementation period and ensure minimal disruption. Steven ... recent work on fees, Brexit contingency plans, review of CLO credit ratings and TR data quality.  “I ...

ESMA extends recognition decisions for 3 UK CCPs in the event of a no-deal Brexit

23 December 2019
announced on 18 February and 5 April 2019 that in the event of a no-deal Brexit, it would recognise ... effect on the date following Brexit date, under a no-deal Brexit scenario. ...

ESMA update on Brexit preparations

30 October 2019
Brexit Press Releases The European Securities and Markets Authority (ESMA) wants to inform ... relating to its preparations for a no-deal Brexit will no longer apply as of 31 October.  The reference ... date for Brexit in all of ESMA’s previously published measures and actions, including public ...

MiFID II - New Publication Date for Systematic Internaliser and Bond Data

30 October 2019
Brexit MiFID II: Transparency Calculations and DVC Press Releases The European Securities and ... no-deal Brexit scenario occurring on 31 October 2019. Background MiFID II became applicable on 3 January ...

ESMA - Update on the UK’s withdrawal from the European Union - preparations for a possible no-deal Brexit scenario on 31 October 2019

07 October 2019
Benchmarks Brexit MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC Press ... (EU), or Brexit. The invocation procedure provides that after a negotiation period of up to two years, ... analysis of the potential impact of a no-deal Brexit for EU securities markets and for ESMA as ...

ESMA prepares for new responsibilities in 2020

01 October 2019
and ESMA continues to prepare for both a no-deal Brexit scenario, where it will focus on managing ...

ESMA PUBLISHES 2018 ANNUAL REPORT

17 June 2019
its work on: Promoting Supervisory Convergence Brexit preparations including the work ... agencies (CRAs) and trade repositories were properly prepared for Brexit including a no-deal scenario; and ... Brexit preparation; Assessing risks: enhancing analytical input into ESMA’s operational work; Single ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ... Main document esma71-99-1168_esma_adjusts_application_of_the_trading_obligation_for_shares_following_a_no-deal_brexit ...

ESMA adjusts application of the trading obligation for shares in a no-deal Brexit

ESMA71-99-1168
29 May 2019
Reference ESMA71-99-1168 Section Brexit MiFID- Secondary Markets Press Releases Type Press Release ... Main document esma71-99-1168_esma_adjusts_application_of_the_trading_obligation_for_shares_following_a_no-deal_brexit ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...

ESMA has adopted new recognition decisions for the three UK CCPs and the UK CSD in the event of a no-deal Brexit on 12 April

05 April 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... February and 1 March 2019 that in the event of a no-deal Brexit, and without an extension to the Article 50 ... a no-deal Brexit occurs on 12 April. The recognition decisions would take effect on the date following ...

ESMA updates its recognition of UK CCPs and CSD

ESMA71-99-1142
05 April 2019
Reference ESMA71-99-1142 Section Brexit Post Trading Press Releases Type Press Release Main ...

ESMA launches third EU-wide CCP stress test exercise

03 April 2019
Clear Ltd), ESMA will include them within its exercise unless there is a no-deal Brexit. ESMA will ...

ESMA registers UnaVista TRADEcho B.V. as trade repository

25 March 2019
Exchange (LSE) Group’s response to a possible no-deal Brexit. Under this scenario, the UK-based TR ...

Keynote by ESMA Chair Maijoor at ALFI 2019 Conference

06 March 2019
Brexit Fund Management Today, ESMA Chair Maijoor delivered a keynote speech at the ALFI 2019 ...

Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference

ESMA35-43-1740
06 March 2019
Reference ESMA35-43-1740 Section Brexit Fund Management Type Speech Main document ...

ESMA registers DTCC Data Repository (Ireland) PLC as trade repository

01 March 2019
Brexit Press Releases The European Securities and Markets Authority (ESMA), the EU supervisor ... strategy in response to a no-deal Brexit. Under this scenario, the UK-based TR of the Group (DTCC Data ...

ESMA to recognise the UK Central Securities Depository in the event of a no-deal Brexit

01 March 2019
Brexit Post Trading Press Releases The European Securities and Markets Authority (ESMA) has today ... announced that, in the event of a no-deal Brexit, the Central Securities Depository (CSD) established in ... of a no-deal Brexit. Therefore, it has adopted a decision to recognise the UK CSD as a third-country CSD under ...