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Board of Supervisors
Corporate Information
Management Board
Planning reporting budget
Press Releases

ESMA prepares for new responsibilities in 2020

01 October 2019
and ESMA continues to prepare for both a no-deal Brexit scenario, where it will focus on managing ...
Board of Supervisors
Corporate Information
Planning reporting budget

ESMA PUBLISHES 2018 ANNUAL REPORT

17 June 2019
its work on: Promoting Supervisory Convergence Brexit preparations including the work ... agencies (CRAs) and trade repositories were properly prepared for Brexit including a no-deal scenario; and ... Brexit preparation; Assessing risks: enhancing analytical input into ESMA’s operational work; Single ...
Brexit
Corporate Disclosure
Corporate Finance
Supervisory convergence
Transparency

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory ...
esma31-67-127_qa_document_transparency_related_issues.pdf
Brexit
Corporate Disclosure
Corporate Finance
Corporate Governance
Corporate Information
Prospectus
Supervisory convergence

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...
esma31-62-780_qa_on_prospectus_related_topics.pdf
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Press Releases
Speeches
Supervisory convergence

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on ​ Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning.  The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Speeches
Supervisory convergence

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ... Main document esma71-319-91_dublin_brexit_speech_13-02-2019.pdf Style ESMA document ...
esma71-319-91_dublin_brexit_speech_13-02-2019.pdf
Brexit
MiFID - Investor Protection
Supervisory convergence

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
esma35-43-1493_mifid_ii_supervisory_briefing_on_the_use_of_third-country_branches_by_eu_firms.pdf
Brexit
MiFID - Investor Protection
Supervisory convergence

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...
Brexit
Corporate Disclosure
Corporate Finance
Prospectus
Supervisory convergence
Transparency

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...
Brexit
Supervisory convergence

Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union

ESMA42-110-998
12 July 2018
Reference ESMA42-110-998 Section Brexit Supervisory convergence Type Statement Main document ...
esma42-110-998_public_statement_on_authorisation_applications.pdf
Brexit
Press Releases
Supervisory convergence

ESMA reminds UK-based regulated entities about timely submission of authorisation applications

12 July 2018
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ... entities need to consider the scenario where a hard Brexit would take place on 30 March 2019. In ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March.  ​ His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...
Press Releases
Supervisory convergence

ESMA publishes 2018 Supervisory Convergence Work Programme

07 February 2018
and Brexit Key Convergence Priorities in 2018 The core elements of the priorities identified for 2018 ...
Corporate Information

Last places available - join the #ESMA2017 Conference on Oct 17 in Paris

10 October 2017
environment, regulation, investor protection, innovation and last but not least Brexit. ESMA invites you to its ...
Corporate Information
Joint Committee
Press Releases
Speeches

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
me to some Brexit-focused considerations that I would like to share with you, given they relate ... to discuss individual relocation cases on an anonymous basis. “Obviously, Brexit may pose significant ... to reduce as much as possible the risk of disruptions under any scenario. 3rd Country related issues “Brexit ...
Corporate Information

Join the ESMA Conference on 17 October 2017

20 September 2017
currently affecting the financial sector such as the MiFID II, FinTech, Brexit as well as the review ...
Corporate Information

Hear from Dombrovskis, Barnier, Gualtieri and Alder at the ESMA Conference

05 September 2017
the EU’s financial services markets. Participants will hear from leading figures on issues such as Brexit ... Union; Michel Barnier, European Commission Chief Brexit Negotiator; Roberto Gualtieri MEP, Chair ...
Brexit
MiFID - Secondary Markets
Supervisory convergence

Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union

ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...
esma70-154-270_opinion_to_support_supervisory_convergence_in_the_area_of_secondary_markets_in_the_context_of_the_united_kingdom_withdrawing_from_the_european_union.pdf
Brexit
Press Releases
Supervisory convergence

ESMA issues sector-specific principles on relocations from the UK to the EU27

13 July 2017
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ...
Brexit
Press Releases
Supervisory convergence

ESMA issues sector-specific principles on relocations from the UK to the EU27

ESMA71-99-526
13 July 2017
Reference ESMA71-99-526 Section Brexit Press Releases Supervisory convergence Type Press Release Main ...
esma71-99-526_esma_issues_sector-specific_principles_on_relocations_from_the_uk_to_the_eu27.pdf

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