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Corporate Information X Corporate Governance X MiFID - Investor Protection X Fund Management X Short Selling X Planning reporting budget XReset all filters
Q&A on Prospectus Related Topics
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...
Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference
06 March 2019
Reference ESMA35-43-1740 Section Brexit Fund Management Type Speech Main document ...
Brexit – the regulatory challenges
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ... Main document esma71-319-91_dublin_brexit_speech_13-02-2019.pdf Style ESMA document ...
Steven Maijoor keynote at the European Financial Forum in Dublin
MiFID II supervisory briefing on the use of third-country branches by EU firms
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
ESMA and EU securities regulators MoUs with FCA
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...
Brexit Statement - information to clients
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...
CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union
13 July 2017
Reference ESMA35-45-344 Section Brexit Fund Management Supervisory convergence Type Opinion Main ...
Opinion on a proposed emergency measure by CONSOB under the Short Selling Regulation
04 October 2016
to external factors (high overall volumes due to Brexit late June/early July and the traditionally low volume ...
OPINION OF THE EUROPEAN SECURITIES AND MARKETS AUTHORITY of 4 October 2016 on a proposed emergency measure by CONSOB under Section 1 of Chapter V of Regulation (EU) No 236/2012 In accordance with Article 44(1) of Regulation (EU) No 1095/2010, the Board of Supervisors has adopted the following...