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ESMA newsletter
ESMA Newsletter - Nº9
20 November 2019
update on Brexit preparations The European Securities and Markets Authority (ESMA) wants to inform ... relating to its preparations for a no-deal Brexit will no longer apply as of 31 October. 30 October MiFID ... Brexit scenario on 31 October 2019 On 29 March 2017, the United Kingdom of Great Britain and Northern ...
ESMA newsletter
ESMA Newsletter - Nº8
07 October 2019
Valores (CNMV). 12 September EU financial regulators highlight risks of a no-deal Brexit and search for ... concerns over a no-deal Brexit remain key risk drivers for the second half of 2019. 06 September MIFID ...
Board of Supervisors
Corporate Information
Management Board
Planning reporting budget
Press Releases
ESMA prepares for new responsibilities in 2020
01 October 2019
and ESMA continues to prepare for both a no-deal Brexit scenario, where it will focus on managing ...
Board of Supervisors
Corporate Information
Planning reporting budget
ESMA PUBLISHES 2018 ANNUAL REPORT
17 June 2019
its work on: Promoting Supervisory Convergence Brexit preparations including the work ... agencies (CRAs) and trade repositories were properly prepared for Brexit including a no-deal scenario; and ... Brexit preparation; Assessing risks: enhancing analytical input into ESMA’s operational work; Single ...
ESMA newsletter
ESMA Newsletter - Nº5
07 June 2019
APPLICATION OF THE TRADING OBLIGATION FOR SHARES IN A NO-DEAL BREXIT ESMA has further considered the impact ... of the United Kingdom (UK) leaving the European Union (EU) without a withdrawal agreement (no-deal Brexit) on ...
ESMA newsletter
ESMA Newsletter - Nº4
06 May 2019
Counterparties. 12 April ESMA UPDATE ON NO-DEAL BREXIT PREPARATIONS ESMA statements and measures on no-deal ... Brexit scenario preparations referring to 12 April 2019 should now be read as referring to 31 October ... OF A NO-DEAL BREXIT SCENARIO ON 12 APRIL 2019 In accordance with the previous statement from 28 March 2019, ...
ESMA newsletter
ESMA Newsletter - Nº3
04 April 2019
ESMA UPDATES ON ITS PREPARATIONS FOR A POSSIBLE NO-DEAL BREXIT SCENARIO ON 12 APRIL ESMA has published ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... II/MIFIR). 19 March ESMA PUBLISHES ITS DATA OPERATIONAL PLAN UNDER A NO-DEAL BREXIT SCENARIO ESMA has ...
ESMA newsletter
ESMA Newsletter - Nº2
04 March 2019
SUPERVISION TO FOCUS ON DATA, BREXIT AND CYBERSECURITY IN 2019 ESMA has published its 2019 Supervision Work ... ESMA TO RECOGNISE THREE UK CCPS IN THE EVENT OF A NO-DEAL BREXIT ESMA has announced that in the event ... of a no-deal Brexit, three central counterparties (CCPs) established in the United Kingdom (UK) – LCH Limited, ...
Brexit
MiFID - Investor Protection
Supervisory convergence
MiFID II supervisory briefing on the use of third-country branches by EU firms
ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Brexit
MiFID - Investor Protection
Supervisory convergence
ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms
06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...
ESMA newsletter
ESMA Newsletter - Nº1
01 February 2019
TRANSPARENCY RULES IN CASE OF NO-DEAL BREXIT ESMA) has issued three Questions and Answers (Q&As) regarding ... TO REVIEW UK CCPS’ AND CSDS’ RECOGNITION APPLICATIONS FOR A NO-DEAL BREXIT SCENARIO ESMA has published ... a no-deal Brexit scenario. 19 December ESMA TELLS FIRMS TO PROVIDE CLIENTS WITH INFORMATION ON ...
Brexit
MiFID - Investor Protection
ESMA tells firms to provide clients with information on the implications of Brexit
19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...
Brexit
MiFID - Investor Protection
Brexit Statement - information to clients
ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence
Steven Maijoor on CMU, Brexit and ESA review – What’s next?
21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March. His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...
Fund Management
MiFID - Investor Protection
Speeches
CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote
ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...
Brexit
MiFID - Investor Protection
Supervisory convergence
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Short Selling
Opinion on a proposed emergency measure by CONSOB under the Short Selling Regulation
2016/1431
04 October 2016
to external factors (high overall volumes due to Brexit late June/early July and the traditionally low volume ...