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Planning reporting budget
Press Releases
ESMA prepares for new responsibilities in 2020
01 October 2019
and ESMA continues to prepare for both a no-deal Brexit scenario, where it will focus on managing ...
Board of Supervisors
Corporate Information
Planning reporting budget
ESMA PUBLISHES 2018 ANNUAL REPORT
17 June 2019
its work on: Promoting Supervisory Convergence Brexit preparations including the work ... agencies (CRAs) and trade repositories were properly prepared for Brexit including a no-deal scenario; and ... Brexit preparation; Assessing risks: enhancing analytical input into ESMA’s operational work; Single ...
Brexit
MiFID - Investor Protection
Supervisory convergence
MiFID II supervisory briefing on the use of third-country branches by EU firms
ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Brexit
MiFID - Investor Protection
Supervisory convergence
ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms
06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...
Brexit
MiFID - Investor Protection
ESMA tells firms to provide clients with information on the implications of Brexit
19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...
Brexit
MiFID - Investor Protection
Brexit Statement - information to clients
ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence
Steven Maijoor on CMU, Brexit and ESA review – What’s next?
21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March. His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...
Fund Management
MiFID - Investor Protection
Speeches
CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote
ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...
Brexit
MiFID - Investor Protection
Supervisory convergence
Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union
ESMA35-43-762
13 July 2017
Reference ESMA35-43-762 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...