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ESMA withdraws the registration of Moody's Investors Service EMEA LTD

02 July 2019
to Brexit.   Point (a) of Article 20(1) of the CRAR provides that without prejudice to Article 24, ESMA shall ...

ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April

28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... the basis of a no-deal Brexit scenario on 29 March 2019, reference to the date of 29 March 2019 in these ...

Brexit Update March 2019

ESMA90-1-83
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: ... esma90-1-83_public_statement_-_brexit_update.pdf Style ESMA document ...

ESMA clarifies endorsement of UK credit ratings in case of a no-deal Brexit

15 March 2019
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA) has issued ... Union (EU) without a withdrawal agreement (no-deal Brexit). The statement follows ESMA's earlier  ...

ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit

ESMA33-5-735
15 March 2019
Reference ESMA33-5-735 Section Brexit Credit Rating Agencies Type Statement Main document ...

Press release - ESMA supervision to focus on data, Brexit and cybersecurity in 2019

ESMA71-99-1112
19 February 2019
Reference ESMA71-99-1112 Section Credit Rating Agencies Type Press Release Main document press_release_supervision_wp.pdf Style ESMA document ...

ESMA supervision to focus on data, Brexit and cybersecurity in 2019

19 February 2019
quality of the rating process; CRA Cybersecurity; Recognition of UK CCPs in a no-deal Brexit scenario; and ... further work including Brexit, fees charged by CRAs and TRs, the effectiveness of internal control ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...

ESMA and EU securities regulators agree no-deal Brexit MoUs with FCA

01 February 2019
Board of Supervisors Brexit Credit Rating Agencies Fund Management Press Releases Trade ... agreement, the no-deal Brexit scenario. The MoUs will therefore only take effect in the event of a no-deal ... Brexit scenario. The MoUs are similar to those already concluded on the exchange of information with many ...

ESMA and EU securities regulators MoUs with FCA

ESMA71-99-1096
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...

ESMA tells firms to provide clients with information on the implications of Brexit

19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...

Brexit Statement - information to clients

ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...

ESMA registers A.M. Best (EU) Rating Services B.V. as credit rating agency

03 December 2018
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA), the EU’s ...

ESMA asks clients of credit rating agencies and trade repositories to prepare for a no-deal Brexit

09 November 2018
Brexit Credit Rating Agencies Trade Repositories The European Securities and Markets Authority ... and TRs need to consider the scenario where a no-deal Brexit would take place on 30 March 2019. ... to be used for regulatory purposes in the EU. In a no-deal Brexit scenario, TRs and CRAs established in ...

Public statement - Contingency plans of Credit Rating Agencies and Trade Repositories in the context of the United Kingdom withdrawing from the European Union

ESMA80-187-149
09 November 2018
Reference ESMA80-187-149 Section Brexit Credit Rating Agencies Trade Repositories Type Statement ... Main document esma80-187-149_public_statement_brexit_cras_trs.pdf Style ESMA document ...

ESMA clarifies endorsement regime for non-EU credit ratings

18 July 2018
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA) has published ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March.  ​ His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...

CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote

ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...

ESMA publishes 2018 Work Programme for CRAs, trade repositories and third country CCPs

08 February 2018
and TRs – internal controls, cloud computing, Brexit, fees, ancillary services – have delivered ... in the supervision of both TRs and CRAs on which ESMA will perform further work include Brexit, fees ... Brexit will be key for ESMA in 2018. By the end of the year all supervised entities should be ready if ...