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EU financial regulators highlight risks of a no-deal Brexit and search for yield

12 September 2019
uncertainties, especially those around Brexit, supervisory vigilance and cooperation across all sectors remains ... the case of a no-deal Brexit. Considering the variety of measures undertaken by the ESAs and national ...

The Joint Committee of the ESAs publishes its 2018 Annual Report

09 April 2019
Brexit Joint Committee The Joint Committee of the European Supervisory Authorities (ESAs) – EBA, ... efforts in overseeing market developments and cross-sectoral risks, including those posed by Brexit. In ...

EU financial regulators highlight risks of a no-deal Brexit and asset price volatility

02 April 2019
the materialisation of a no-deal Brexit scenario. In light of the ongoing uncertainties, especially those around ... Brexit, supervisory vigilance and cooperation across all sectors remains key. Therefore, the ESAs calls ... withdrawal from the European Union, including possible market volatility a no-deal Brexit may trigger. ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on ​ Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning.  The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA tells firms to provide clients with information on the implications of Brexit

19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...

ESAs propose to amend bilateral margin requirements to assist Brexit preparations for OTC derivative contracts

29 November 2018
Brexit Joint Committee Post Trading The European Banking Authority (EBA), the European Insurance ... date, making the novation conditional upon a no-deal Brexit, given the conditional application date ... of these two amending regulations. Participants Brexit preperations The ESAs and other EU authorities and ...

ESMA reminds UK-based regulated entities about timely submission of authorisation applications

12 July 2018
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ... entities need to consider the scenario where a hard Brexit would take place on 30 March 2019. In ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March.  ​ His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...

ESMA publishes 2018 Supervisory Convergence Work Programme

07 February 2018
and Brexit Key Convergence Priorities in 2018 The core elements of the priorities identified for 2018 ...

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
me to some Brexit-focused considerations that I would like to share with you, given they relate ... to discuss individual relocation cases on an anonymous basis. “Obviously, Brexit may pose significant ... to reduce as much as possible the risk of disruptions under any scenario. 3rd Country related issues “Brexit ...

ESMA issues sector-specific principles on relocations from the UK to the EU27

13 July 2017
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ...