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EU financial regulators highlight risks of a no-deal Brexit and search for yield

12 September 2019
uncertainties, especially those around Brexit, supervisory vigilance and cooperation across all sectors remains ... the case of a no-deal Brexit. Considering the variety of measures undertaken by the ESAs and national ...

ESMA withdraws the registration of Moody's Investors Service EMEA LTD

02 July 2019
to Brexit.   Point (a) of Article 20(1) of the CRAR provides that without prejudice to Article 24, ESMA shall ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...

The Joint Committee of the ESAs publishes its 2018 Annual Report

09 April 2019
Brexit Joint Committee The Joint Committee of the European Supervisory Authorities (ESAs) – EBA, ... efforts in overseeing market developments and cross-sectoral risks, including those posed by Brexit. In ...

EU financial regulators highlight risks of a no-deal Brexit and asset price volatility

02 April 2019
the materialisation of a no-deal Brexit scenario. In light of the ongoing uncertainties, especially those around ... Brexit, supervisory vigilance and cooperation across all sectors remains key. Therefore, the ESAs calls ... withdrawal from the European Union, including possible market volatility a no-deal Brexit may trigger. ...

ESMA updates on its preparations for a possible no-deal Brexit scenario on 12 April

28 March 2019
Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: Transparency Calculations and DVC ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... the basis of a no-deal Brexit scenario on 29 March 2019, reference to the date of 29 March 2019 in these ...

Brexit Update March 2019

ESMA90-1-83
28 March 2019
Reference ESMA90-1-83 Section Brexit Credit Rating Agencies MiFID- Secondary Markets MiFID II: ... esma90-1-83_public_statement_-_brexit_update.pdf Style ESMA document ...

ESMA clarifies endorsement of UK credit ratings in case of a no-deal Brexit

15 March 2019
Brexit Credit Rating Agencies The European Securities and Markets Authority (ESMA) has issued ... Union (EU) without a withdrawal agreement (no-deal Brexit). The statement follows ESMA's earlier  ...

ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit

ESMA33-5-735
15 March 2019
Reference ESMA33-5-735 Section Brexit Credit Rating Agencies Type Statement Main document ...

Press release - ESMA supervision to focus on data, Brexit and cybersecurity in 2019

ESMA71-99-1112
19 February 2019
Reference ESMA71-99-1112 Section Credit Rating Agencies Type Press Release Main document press_release_supervision_wp.pdf Style ESMA document ...

ESMA supervision to focus on data, Brexit and cybersecurity in 2019

19 February 2019
quality of the rating process; CRA Cybersecurity; Recognition of UK CCPs in a no-deal Brexit scenario; and ... further work including Brexit, fees charged by CRAs and TRs, the effectiveness of internal control ...

Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin

13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on ​ Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning.  The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...

Brexit – the regulatory challenges

ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ... Main document esma71-319-91_dublin_brexit_speech_13-02-2019.pdf Style ESMA document ...

MiFID II supervisory briefing on the use of third-country branches by EU firms

ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...

ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms

06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...

ESMA and EU securities regulators agree no-deal Brexit MoUs with FCA

01 February 2019
Board of Supervisors Brexit Credit Rating Agencies Fund Management Press Releases Trade ... agreement, the no-deal Brexit scenario. The MoUs will therefore only take effect in the event of a no-deal ... Brexit scenario. The MoUs are similar to those already concluded on the exchange of information with many ...

ESMA and EU securities regulators MoUs with FCA

ESMA71-99-1096
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA tells firms to provide clients with information on the implications of Brexit

19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...