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Board of Supervisors
Corporate Information
Management Board
Planning reporting budget
Press Releases
ESMA prepares for new responsibilities in 2020
01 October 2019
and ESMA continues to prepare for both a no-deal Brexit scenario, where it will focus on managing ...
Brexit
Corporate Disclosure
Corporate Finance
Supervisory convergence
Transparency
Question and answers on Transparency Directive (TD)
ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory ...
Brexit
Corporate Disclosure
Corporate Finance
Corporate Governance
Corporate Information
Prospectus
Supervisory convergence
Q&A on Prospectus Related Topics
ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...
Brexit
Fund Management
Keynote by ESMA Chair Maijoor at ALFI 2019 Conference
06 March 2019
Brexit Fund Management Today, ESMA Chair Maijoor delivered a keynote speech at the ALFI 2019 ...
Brexit
Fund Management
Keynote by ESMA Chair Maijoor at ALFI Asset Management Conference
ESMA35-43-1740
06 March 2019
Reference ESMA35-43-1740 Section Brexit Fund Management Type Speech Main document ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Press Releases
Speeches
Supervisory convergence
Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning. The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Speeches
Supervisory convergence
Brexit – the regulatory challenges
ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ... Main document esma71-319-91_dublin_brexit_speech_13-02-2019.pdf Style ESMA document ...
Brexit
MiFID - Investor Protection
Supervisory convergence
MiFID II supervisory briefing on the use of third-country branches by EU firms
ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Brexit
MiFID - Investor Protection
Supervisory convergence
ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms
06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...
Board of Supervisors
Brexit
Credit Rating Agencies
Fund Management
Press Releases
Trade Repositories
ESMA and EU securities regulators agree no-deal Brexit MoUs with FCA
01 February 2019
Board of Supervisors Brexit Credit Rating Agencies Fund Management Press Releases Trade ... agreement, the no-deal Brexit scenario. The MoUs will therefore only take effect in the event of a no-deal ... Brexit scenario. The MoUs are similar to those already concluded on the exchange of information with many ...
Board of Supervisors
Brexit
Credit Rating Agencies
Fund Management
Press Releases
Trade Repositories
ESMA and EU securities regulators MoUs with FCA
ESMA71-99-1096
01 February 2019
Reference ESMA71-99-1096 Section Board of Supervisors Brexit Credit Rating Agencies Fund ... esma71-99-1096_esma_and_eu_securities_regulators_agree_no-deal_brexit_mous_with_fca.pdf Style ESMA document ...
Brexit
Corporate Disclosure
Corporate Finance
Prospectus
Supervisory convergence
Transparency
ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit
31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...
Brexit
MiFID - Investor Protection
ESMA tells firms to provide clients with information on the implications of Brexit
19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...
Brexit
MiFID - Investor Protection
Brexit Statement - information to clients
ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...
Brexit
Supervisory convergence
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union
ESMA42-110-998
12 July 2018
Reference ESMA42-110-998 Section Brexit Supervisory convergence Type Statement Main document ...
Brexit
Press Releases
Supervisory convergence
ESMA reminds UK-based regulated entities about timely submission of authorisation applications
12 July 2018
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ... entities need to consider the scenario where a hard Brexit would take place on 30 March 2019. In ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence
Steven Maijoor on CMU, Brexit and ESA review – What’s next?
21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March. His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...
Fund Management
MiFID - Investor Protection
Speeches
CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote
ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...
Press Releases
Supervisory convergence
ESMA publishes 2018 Supervisory Convergence Work Programme
07 February 2018
and Brexit Key Convergence Priorities in 2018 The core elements of the priorities identified for 2018 ...
Brexit
MiFID - Secondary Markets
Supervisory convergence
Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union
ESMA70-154-270
13 July 2017
Reference ESMA70-154-270 Section Brexit MiFID- Secondary Markets Supervisory convergence Type ...