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ESMA newsletter
ESMA Newsletter - Nº9
20 November 2019
update on Brexit preparations The European Securities and Markets Authority (ESMA) wants to inform ... relating to its preparations for a no-deal Brexit will no longer apply as of 31 October. 30 October MiFID ... Brexit scenario on 31 October 2019 On 29 March 2017, the United Kingdom of Great Britain and Northern ...
ESMA newsletter
ESMA Newsletter - Nº8
07 October 2019
Valores (CNMV). 12 September EU financial regulators highlight risks of a no-deal Brexit and search for ... concerns over a no-deal Brexit remain key risk drivers for the second half of 2019. 06 September MIFID ...
ESMA newsletter
ESMA Newsletter - Nº5
07 June 2019
APPLICATION OF THE TRADING OBLIGATION FOR SHARES IN A NO-DEAL BREXIT ESMA has further considered the impact ... of the United Kingdom (UK) leaving the European Union (EU) without a withdrawal agreement (no-deal Brexit) on ...
ESMA newsletter
ESMA Newsletter - Nº4
06 May 2019
Counterparties. 12 April ESMA UPDATE ON NO-DEAL BREXIT PREPARATIONS ESMA statements and measures on no-deal ... Brexit scenario preparations referring to 12 April 2019 should now be read as referring to 31 October ... OF A NO-DEAL BREXIT SCENARIO ON 12 APRIL 2019 In accordance with the previous statement from 28 March 2019, ...
Brexit
Corporate Disclosure
Corporate Finance
Supervisory convergence
Transparency
Question and answers on Transparency Directive (TD)
ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory ...
Brexit
Corporate Disclosure
Corporate Finance
Corporate Governance
Corporate Information
Prospectus
Supervisory convergence
Q&A on Prospectus Related Topics
ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance ...
ESMA newsletter
ESMA Newsletter - Nº3
04 April 2019
ESMA UPDATES ON ITS PREPARATIONS FOR A POSSIBLE NO-DEAL BREXIT SCENARIO ON 12 APRIL ESMA has published ... a statement updating on its preparations for a no-deal Brexit scenario in view of recent developments on ... II/MIFIR). 19 March ESMA PUBLISHES ITS DATA OPERATIONAL PLAN UNDER A NO-DEAL BREXIT SCENARIO ESMA has ...
ESMA newsletter
ESMA Newsletter - Nº2
04 March 2019
SUPERVISION TO FOCUS ON DATA, BREXIT AND CYBERSECURITY IN 2019 ESMA has published its 2019 Supervision Work ... ESMA TO RECOGNISE THREE UK CCPS IN THE EVENT OF A NO-DEAL BREXIT ESMA has announced that in the event ... of a no-deal Brexit, three central counterparties (CCPs) established in the United Kingdom (UK) – LCH Limited, ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Press Releases
Speeches
Supervisory convergence
Steven Maijoor on "Brexit – the regulatory challenges" at the European Financial Forum, Dublin
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Press Releases Speeches Supervisory ... a speech on Brexit- the regulatory challenges at the European Financial Forum 2019 in Dublin this ... morning. The speech focused on ESMA's preparations for a no-deal Brexit across a number of areas ...
Brexit
Fund Management
MiFID - Secondary Markets
Post Trading
Speeches
Supervisory convergence
Brexit – the regulatory challenges
ESMA71-319-91
13 February 2019
Brexit Fund Management MiFID- Secondary Markets Post Trading Speeches Supervisory convergence Type Speech ... Main document esma71-319-91_dublin_brexit_speech_13-02-2019.pdf Style ESMA document ...
Brexit
MiFID - Investor Protection
Supervisory convergence
MiFID II supervisory briefing on the use of third-country branches by EU firms
ESMA35-43-1493
11 February 2019
Reference ESMA35-43-1493 Section Brexit MiFID- Investor Protection Supervisory convergence Type ...
Brexit
MiFID - Investor Protection
Supervisory convergence
ESMA publishes supervisory briefing on the supervision of non-EU branches of EU firms
06 February 2019
Brexit MiFID- Investor Protection Supervisory convergence The European Securities and Markets ...
ESMA newsletter
ESMA Newsletter - Nº1
01 February 2019
TRANSPARENCY RULES IN CASE OF NO-DEAL BREXIT ESMA) has issued three Questions and Answers (Q&As) regarding ... TO REVIEW UK CCPS’ AND CSDS’ RECOGNITION APPLICATIONS FOR A NO-DEAL BREXIT SCENARIO ESMA has published ... a no-deal Brexit scenario. 19 December ESMA TELLS FIRMS TO PROVIDE CLIENTS WITH INFORMATION ON ...
Brexit
Corporate Disclosure
Corporate Finance
Prospectus
Supervisory convergence
Transparency
ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit
31 January 2019
Brexit Corporate Disclosure Corporate Finance Prospectus Supervisory convergence Transparency ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...
Brexit
MiFID - Investor Protection
ESMA tells firms to provide clients with information on the implications of Brexit
19 December 2018
Brexit MiFID- Investor Protection The European Securities and Markets Authority (ESMA) has issued ... Union (EU) on their relationship with clients and on the impact of Brexit-related measures that a firm ... Brexit should ensure that they provide clear information to clients whose contracts and services may be ...
Brexit
MiFID - Investor Protection
Brexit Statement - information to clients
ESMA35-43-1328
19 December 2018
Reference ESMA35-43-1328 Section Brexit MiFID- Investor Protection Type Statement Main document ... esma35-43-1328_brexit_statement_information_to_clients.pdf Style ESMA document ...
Brexit
Supervisory convergence
Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union
ESMA42-110-998
12 July 2018
Reference ESMA42-110-998 Section Brexit Supervisory convergence Type Statement Main document ...
Brexit
Press Releases
Supervisory convergence
ESMA reminds UK-based regulated entities about timely submission of authorisation applications
12 July 2018
Brexit Press Releases Supervisory convergence The European Securities and Markets Authority (ESMA) ... entities need to consider the scenario where a hard Brexit would take place on 30 March 2019. In ...
Brexit
Fund Management
MiFID - Investor Protection
Supervisory convergence
Steven Maijoor on CMU, Brexit and ESA review – What’s next?
21 March 2018
Brexit Fund Management MiFID- Investor Protection Supervisory convergence Steven Maijoor, ESMA ... March. His remarks focused on issues related to: Brexit and the issue around ESMA's work on ...
Fund Management
MiFID - Investor Protection
Speeches
CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote
ESMA71-99-964
21 March 2018
Reference ESMA71-99-964 Section Fund Management MiFID- Investor Protection Speeches Type Speech Main document esma71-99-964_steven_maijoor_bvi_reception_keynote.pdf Style ESMA document ...