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Consultation paper on performance fees guidelines in ucits

ESMA34-39-881
16 July 2019
esma34-39-881_cp_on_performance_fees_guidelines_in_ucits.pdf Style ESMA document ...

Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD

ESMA34-45-688
03 May 2019
document esma34-45-688_final_report_on_integrating_sustainability_risks_and_factors_in_the_ucits ...

UCITS Sanction Report 2016/2017

ESMA34-45-651
04 April 2019
esma34-45-651ucits_sanction_report.pdf Style ESMA document ...

Q&A on the application of the UCITS Directive

ESMA34-43-392
29 March 2019
ESMA34_43_392_qa_on_application_of_the_ucits_directive.pdf Style ESMA document ...

SMSG advice on integrating sustainability risks and factors in MIFID, the UCITS Directive and AIFMD

ESMA22-106-1683
26 March 2019
Reference ESMA22-106-1683 Section Securities and Markets Stakeholder Group Type Report Main document smsg_sustainability_advice_paper.pdf Style ESMA document ...

Presentation on CPs MIFID-UCITS-AIFMD

esma35-36-1590
22 March 2019
Markets Type Reference Main document esma35-36-1590_presentations_cps_on_mifid-ucits-aifmd.pdf Style ESMA ...

Consultation paper on guidelines on liquidity stress testing in UCITS and AIFs

ESMA34-39-784
05 February 2019
esma34-39-784_esma_guidelines_on_liquidity_stress_testing_in_ucits_and_aifs.pdf Style ESMA document ...

Consultation paper on integrating sustainability risks and factors in the UCITS Directive and AIFMD

ESMA34-45-569
19 December 2018
-45-569_consultation_paper_on_integrating_sustainability_risks_and_factors_in_the_ucits_directive_and_aifmd.pdf Style ...

Press release - ESMA finds shortcomings in national supervision of efficient portfolio management by UCITS

ESMA71-99-1018
30 July 2018
esma71-99-1018_press_release_-_peer_review_ucits_epm.pdf Style ESMA document ...

Peer review on the Guidelines on ETFs and other UCITS issues

ESMA42-111-4479
30 July 2018
Reference ESMA42-111-4479 Section Supervisory convergence Type Final Report Main document esma42-111-4479_final_peer_review_report_-_guidelines_on_etfs.pdf Style ESMA document ...

Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive (ESMA/2016/575)

ESMA34-43-352
04 October 2017
esma34-43-352_compliance_table_-_guidelines_sound_remuneration_policies_ucits_directive.pdf Style ESMA document ...

ESMA issues principles on supervisory approach to relocations from the UK

ESMA71-99-469
31 May 2017
referred to in the ESMA Regulation, in particular the AIFMD, the UCITS Directive, MiFID I and MiFID II. ...

Notification frameworks and home-host responsibilities under UCITS and AIFMD - ESMA Thematic Study among National Competent Authorities

ESMA34-43-340
07 April 2017
conducted a thematic study on the operation of home and host responsibilities under AIFMD and UCITS with ... the notification frameworks contained in the UCITS Directive and AIFMD. The findings of the thematic study form ...

Opinion on UCITS Share Classes

ESMA71-844457584-331
30 January 2017
opinion_on_ucits_share_classes_press_release.pdf Style ESMA document ...

Opinion on UCITS Share Classes

ESMA34-43-296
30 January 2017
opinion_on_ucits_share_classes.pdf Style ESMA document ...

Questions and Answers on UCITS Directive

2016/1586
21 November 2016
2016-1586_qa_on_ucits_directive.pdf Style ESMA document ...

Guidelines on sound remuneration policies under the UCITS Directive

2016/575
14 October 2016
Main document 2016-575_ucits_remuneration_guidelines.pdf Translated versions 2016-575_bg.pdf ...

Compliance table - Guidelines on ETFs and other UCITS issues

2016/602
12 April 2016
table Main document 2016-602_compliance_table_-_guidelines_on_etfs_and_other_ucits_issues.pdf Style ESMA ...

Discussion Paper on UCITS share classes

2016/570
06 April 2016
2016-570_discussion_paper_on_ucits_share_classes_2016.pdf Style ESMA document ...

Guidelines on sound remuneration policies under the UCITS Directive and AIFMD

2016/411
31 March 2016
Article 14a(4) of Directive 2009/65/EC (“UCITS Directive”), as amended by Directive 2014/91/EU ... (“UCITS V Directive”) provides that ESMA shall issue guidelines addressed to competent authorities or ... Article 14b of the UCITS Directive (“UCITS Remuneration Guidelines”). This final report sets out the final ...

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