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26 September 2014
www.esma.europa.eu under the heading ‘Legal Notice’. Documents Consultation paper on draft RTS on prospectus related ...

Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive

2014/1186
26 September 2014
2014-1186_consultation_paper_on_omnibus_ii_rts.pdf Style ESMA document ...

EBA, ESMA and EIOPA consult on technical standards for financial conglomerates risk concentration and intra-group transactions

2014/61
24 July 2014
launched today a consultation on draft Regulatory Technical Standards (RTS) on risk concentration and ... 24 October 2014. The objective of the draft RTS is to clarify which risk concentrations and ... the RTS provide some supervisory measures for coordinators and other relevant competent authorities when ...

Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive

CP/2014/04
24 July 2014
jc-cp-2014-04_joint_consultation_paper_draft_rts_art_21a_1a_ficod.pdf Style ESMA document ...

Press release - ESMA details new market abuse regime

2014/830
15 July 2014
implementing technical standards (RTS/ITS) and Technical Advice (TA), ESMA has to develop for ... the prevention of market manipulation, and increase the level of investor protection, ESMA’s draft RTS/ITS and TA ... strategies and by introducing new requirements. The draft ESMA RTS/ITS and Technical Advice cover ...
11 July 2014
draft RTS propose to subject the following class: untranched European index CDS, for two indices. ...
11 July 2014
of all IRS classes which are currently offered for clearing by European CCPs. ESMA’s draft RTS propose ...

ESMA defines central clearing of interest rate and credit default swaps

2014/819
11 July 2014
seek stakeholders’ views on draft regulatory technical standards (RTS) for the clearing of Interest ... criteria that the relevant classes of OTC derivatives have to meet. ESMA is required to draft RTS on ... draft RTS propose the following four classes, on a range of currencies and underlying indices, to be ...

Consultation paper Clearing Obligation no2 CDS

2014/800
11 July 2014
for clearing by European CCPs. ESMA’s draft RTS propose to subject the following class: untranched ...

Consultation paper Clearing Obligation no1 IRS

2014/799
11 July 2014
European CCPs. ESMA’s draft RTS propose to subject the following four classes: Basis swaps, fixed-to-float ...

ESMA publishes draft RTS on CRA3 transparency requirements

2014/689
24 June 2014
Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding ... reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory ... document 2014-689_esma_publishes_draft_rts_on_cra_transparency_requirements.pdf Style ESMA document ...

Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation

2014/686
24 June 2014
2014-686_-_letter_barnier_-_draft_rts_under_cra3_regulation.pdf Style ESMA document ...

Draft Regulatory Technical Standards under the CRA3 Regulation

2014/685
24 June 2014
Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding ... reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory ... 2014-685_draft_rts_under_cra3_regulation.pdf Style ESMA document ...

SMSG reply to ESMA consultation on draft RTS for the transparency directive

2014/SMSG/30
04 June 2014
Reference 2014/SMSG/30 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-030.pdf Style ESMA document ...

ESMA consults on MiFID reforms

2014/557
22 May 2014
to draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS), and to provide ... and2.    Discussion Paper on MiFID/MiFIR draft RTS/ITS – this will provide the basis for a further ... consultation paper on the draft RTS/ITS which is expected to be issued in late 2014/early 2015. The closing ...

ESMA consults on major shareholders disclosures

2014/302
21 March 2014
(ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised ... holding shares. The draft RTS support these objectives by facilitating the creation of a harmonised regime ... to make informed investment decisions.” Draft Regulatory Technical Standards The draft RTS on the major ...

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

2014/300
21 March 2014
Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification ... shareholdings (for details on each RTS, see the relevant section) to the European Commission (Commission or EC) ... esma-2014-300_consultation_paper_on_draft_rts_on_major_shareholdings.pdf Style ESMA document ...

Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

2014/299
20 March 2014
in the Official Journal and the final deadline for ESMA to deliver the draft RTS and ITS to the EC. ...

Consultation Paper on CRA3 Implementation

2014/150
11 February 2014
The consultation paper seeks stakeholders’ views on the draft RTS ESMA is required to adopt under ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2013/1940
06 January 2014
regulatory technical standards (RTS) to establish an exhaustive list of information referred to in Article ... referred to in Article 10(4) of MiFID. ESMA submitted the draft RTS and ITS to the European Commission ... 2013-1940_final_report_and_assessment_rts_its_0.pdf Style ESMA document ...