SEARCH

REFINE YOUR SEARCH

Sections

Type of document

ESMA publishes draft RTS on CRA3 transparency requirements

2014/689
24 June 2014
Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding ... reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory ... document 2014-689_esma_publishes_draft_rts_on_cra_transparency_requirements.pdf Style ESMA document ...

Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation

2014/686
24 June 2014
2014-686_-_letter_barnier_-_draft_rts_under_cra3_regulation.pdf Style ESMA document ...

Draft Regulatory Technical Standards under the CRA3 Regulation

2014/685
24 June 2014
Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding ... reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory ... 2014-685_draft_rts_under_cra3_regulation.pdf Style ESMA document ...

SMSG reply to ESMA consultation on draft RTS for the transparency directive

2014/SMSG/30
04 June 2014
Reference 2014/SMSG/30 Section Securities and Markets Stakeholder Group Type SMSG Advice Main document 2014-smsg-030.pdf Style ESMA document ...

ESMA consults on MiFID reforms

2014/557
22 May 2014
to draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS), and to provide ... and2.    Discussion Paper on MiFID/MiFIR draft RTS/ITS – this will provide the basis for a further ... consultation paper on the draft RTS/ITS which is expected to be issued in late 2014/early 2015. The closing ...

ESMA consults on major shareholders disclosures

2014/302
21 March 2014
(ESMA) has launched a consultation on draft Regulatory Technical Standards (RTS) under the revised ... holding shares. The draft RTS support these objectives by facilitating the creation of a harmonised regime ... to make informed investment decisions.” Draft Regulatory Technical Standards The draft RTS on the major ...

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

2014/300
21 March 2014
Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification ... shareholdings (for details on each RTS, see the relevant section) to the European Commission (Commission or EC) ... esma-2014-300_consultation_paper_on_draft_rts_on_major_shareholdings.pdf Style ESMA document ...

Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

2014/299
20 March 2014
in the Official Journal and the final deadline for ESMA to deliver the draft RTS and ITS to the EC. ...

Consultation Paper on CRA3 Implementation

2014/150
11 February 2014
The consultation paper seeks stakeholders’ views on the draft RTS ESMA is required to adopt under ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2013/1940
06 January 2014
regulatory technical standards (RTS) to establish an exhaustive list of information referred to in Article ... referred to in Article 10(4) of MiFID. ESMA submitted the draft RTS and ITS to the European Commission ... 2013-1940_final_report_and_assessment_rts_its_0.pdf Style ESMA document ...

Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus

2013/1970
20 December 2013
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which ... in March 2013. The draft RTS sets out nine situations which are always considered to be significant ... 2013-1970_report_on_draft_rts_for_supplements_to_prospectuses.pdf Style ESMA document ...

ESMA finalises clearing and risk mitigation obligations for non-EU OTC derivatives

2013/1661
18 November 2013
Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related ... to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions ... regulation and supervision is key in ensuring safer markets. ESMA’s draft RTS clarify that OTC derivative ...

Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion

2013/1657
18 November 2013
standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS ...

Opinion on draft regulatory technical standards on types of AIFMs under Article 4(4) of Directive 2011/61/EU

2013/1119
20 August 2013
Type Reference Main document 2013-1119_opinion_on_draft_rts_on_types_of_aifms.pdf Style ESMA document ...

Joint Committee Draft Regulatory Technical Standards

JC 2013/02
29 July 2013
EBA, EIOPA and ESMA publish RTS on the consistent application of calculation methods under ... EIOPA and ESMA) has published its draft Regulatory Technical Standards (RTS) on the consistent ... which are part of a financial conglomerate. These RTS define the appropriate application of calculation ...

European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive

Ares(2013)2569526
18 July 2013
ec_letter_to_esma_re_draft_rts_on_types_of_aifmd_4_july_2013.pdf Style ESMA document ...
17 July 2013
Authority (ESMA) has launched a consultation on draft regulatory technical standards (RTS) aimed at ... The proposed RTS would only apply when two counterparties to the same transaction are established outside ... RTS included in the consultation paper also aim at preventing the evasion of the regulatory ...

Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR

2013/892
17 July 2013
Type Consultation Paper Main document 2013-892_draft_rts_of_emir.pdf Style ESMA document ...

ESMA begins detailing central clearing of OTC derivatives

2013/936
12 July 2013
the regulatory technical standards (RTS) which will implement provisions of the European Markets Infrastructure ...
10 July 2013
Regulatory Technical Standards (RTS) on: disclosure requirements on structured finance instruments (SFIs); ... from all interested parties in order to assist in its preparation of the draft RTS to be published for ... consultation in early 2014. ESMA must submit the draft RTS to the European Commission by 21 June 2014. Draft ...