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10 July 2013
Regulatory Technical Standards (RTS) on: disclosure requirements on structured finance instruments (SFIs); ... from all interested parties in order to assist in its preparation of the draft RTS to be published for ... consultation in early 2014. ESMA must submit the draft RTS to the European Commission by 21 June 2014. Draft ...

ESMA launches consultation on implementation of new CRA Regulation

2013/924
10 July 2013
Technical Standards (RTS) on:•    disclosure requirements on structured finance instruments (SFIs);•    ... views from all interested parties in order to assist in its preparation of the draft RTS to be published ... for consultation in early 2014.  ESMA must submit the draft RTS to the European Commission by 21 June ...

Discussion Paper on CRA3 Implementation

2013/891
10 July 2013
rating agencies (CRAs), requires ESMA to draft Regulatory Technical Standards (RTS) on:•    disclosure ... 2013 in order to assist in its preparation of the draft RTS to be published for consultation in early ... 2014.  ESMA must submit the draft RTS to the European Commission by 21 June 2014. Reference 2013/891 ...

Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)

2013/918
09 July 2013
by Article 6(4) of the Omnibus Directive, requires ESMA to draft regulatory technical standards (RTS ... to submit the draft RTS to the European Commission (Commission) by 1 January 2014.   Contents The proposed ... RTS set out in this Consultation Paper (CP) are based on the CEBS, CESR and CEIOPS ‘Guidelines for ...

EMIR – Draft standard on the cross-border application of EMIR, (Art. 4(4) and 11(14))

804587
13 May 2013
2013_04_17_letter_jf_to_esma-rts_art_44_and_1114.pdf Style:  ESMA document ...

Final Report - Draft regulatory technical standards on types of AIFMs

2013/413
02 April 2013
standards (RTS) to determine types of alternative investment fund managers (AIFMs), where relevant in ... the application of the AIFMD.  The draft RTS distinguish AIFMs managing alternative investment funds (AIF) ... to develop these RTS by Article 4(4) of the AIFMD and they are aimed at ensuring uniform conditions ...
18 March 2013
Consultation date from 15/03/2013 to 28/06/2013 Section Prospectus Details The Consultation Paper sets out a draft Regulatory Technical Standard concerning situations that require the systematic publication of a supplement to the prospectus which the Euro ...
19 December 2012
technical standards (RTS) that ESMA shall develop under Article 4(4) of the AIFMD. A separate consultation ... paper on draft RTS on types of AIFMs (ESMA/2012/844) sets out formal proposals for the draft RTS. This ... February which are not covered by the consultation on draft RTS on types of AIFMs and which ESMA considers ...
19 December 2012
technical standards (RTS) to determine types of AIFMs, where relevant in the application of the AIFMD, and ... (ESMA/2012/117) which covered a number of topics relevant for the development of the draft RTS. This consultation ... paper represents the next stage in the development of the draft RTS and sets out formal proposals for ...

Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

2012/228
30 March 2012
regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in ... Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European ...
16 February 2012
to adopt regulatory technical standards (RTS) and implementing technical standards (ITS) on a number ... of areas. This discussion paper covers the draft RTS and ITS which ESMA is required to develop. ESMA is ...

Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

2012/95
16 February 2012
or confers powers to the Commission to adopt regulatory technical standards (RTS) and implementing ... technical standards (ITS) on a number of areas. This discussion paper covers the draft RTS and ITS which ...

Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA

2011/464
22 December 2011
Reference 2011/464 Section Credit Rating Agencies Type Technical Standards Main document 2011_464.pdf Style ESMA document ...

Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation

2011/462
22 December 2011
Reference 2011/462 Section Credit Rating Agencies Type Technical Standards Main document 2011_462.pdf Style ESMA document ...
07 December 2011
to produce draft regulatory tech-nical standards (RTS) for adoption by the Commission. This Call for Evidence ... concerns RTS on the assessment of compliance of credit rating methodologies with the requirements set out ... rating agencies (CRAs) and other interested parties in preparing the public consultation paper on the RTS ...

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