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ESMA consults on consolidated tape for non-equity products

2016/1425
03 October 2016
draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity ... having already issued its draft RTS on an equity tape, is seeking feedback on its draft RTS for ...

CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments

2016/1422
03 October 2016
(RTS) ESMA is required to draft under Article 65(8)(c) of Directive 2014/65/EU with regard ... draft RTS. Respondents to the consultations are encouraged to provide the relevant data to support their ... the basis of the responses to this CP, ESMA will finalise the draft RTS and submit the final report ...
03 October 2016
on RTS specifying the scope of the consolidated tape for non-equity financial instruments ...

ESMA consults on future reporting rules for securities financing transactions

2016/1411
30 September 2016
2016-1411_esma_consults_on_future_reporting_rules_for_securities_financing_transactions.pdf Style ESMA document Related documents Draft RTS and ITS under SFTR and amendments to related EMIR ... RTS ...

Reply Form to CP on Draft RTS and ITS under SFTR and amendments to related EMIR RTS

2016/1409
30 September 2016
2016-1409_reply_form_for_cp_on_draft_rts_and_its_under_sftr_and_amendments_to_related_emir_rts.docx Style ESMA document ...

Draft RTS and ITS under SFTR and amendments to related EMIR RTS

2016/1409
30 September 2016
_consultation_paper_-_draft_rts_and_its_under_sftr_and_amendments_to_related_emir_rts.pdf Style ESMA document ...
30 September 2016
responses to the specific questions listed in Draft RTS and ITS under SFTR and amendments to related EMIR ... RTS, published on the ESMA website. Instructions Please note that, in order to facilitate the analysis ... the reporting of availability for reuse, mentioned on page 108, refers to value date. Documents Draft RTS and ...

ESMA consults on future rules for financial benchmarks

29 September 2016
paper regarding its draft regulatory and implementing technical standards (RTS/ITS) which will implement ... the Benchmarks Regulation (BR). ESMA is asking stakeholders to comment on its proposed RTS/ITS applicable ... The key provisions of ESMA’s draft RTS/ITS cover both benchmark contributors and administrators: ...

Benchmarks

04 August 2016
the accuracy and integrity of benchmarks. ESMA will develop draft regulatory technical standards (RTS) and ... standards The Benchmarks Regulation empowers ESMA to develop draft regulatory technical standards (RTS) and ... of oversight function to avoid conflicts of interest (RTS) Appropriateness and verifiability of input data, ...

ESMA proposes two amendments to natural person identifiers under MiFID II

01 July 2016
obligations under Article 26 of the Markets in Financial Instruments Regulation- MiFIR (RTS 22). ESMA first ... submitted RTS 22 to the European Commission on 25 September 2015. The amendments concern the identifiers for ... natural persons which must be used in transaction reports, specified in Annex II of RTS 22. Each Member ...

RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports

2016/1064
01 July 2016
2016-1064_rts_22_annex_ii.pdf.pdf Style ESMA document ...

ESMA issues Technical Standards for European Long-Term Investment Funds

08 June 2016
Report and draft Regulatory Technical Standards (RTS) for Regulation (EU) 2015/760, the European ... to be taken into account; and A grandfathering provision, whereby ELTIFs have one year after the RTS ... postponing the delivery of its ELTIF RTS on the cost disclosure information which must be included in ...

Final Report on Draft RTS under the ELTIF Regulation

2016/935
08 June 2016
2016-935_final_report_on_eltif_rts.pdf Style ESMA document ...

ESMA issues opinion on MiFID II standards on ancillary activities

30 May 2016
to amend its draft RTS 20 under the Markets in Financial Instruments Directive (MiFID II) and Regulation ... (MiFIR). RTS 20 provides criteria to establish when a non-financial firm’s commodity derivatives trading ... to achieve this, ESMA’s RTS 20 had designed quantitative tests, a trading activity and a business activity ...

ESMA issues opinion on MiFID II standards on ancillary activities

2016/742
30 May 2016
document 2016-742_press_release_mifidii_rts_ancillary_activities.pdf Style ESMA document ...

Annex - Opinion on draft RTS 20 on ancillary activity

2016/730 ANNEX
30 May 2016
2016-730_annex_opinion_rts_ancillary_activity.pdf Style ESMA document ...

Opinion on draft RTS 20 on ancillary activity

2016/730
30 May 2016
2016-730_opinion_rts_ancillary_activity.pdf Style ESMA document ...

ESMA issues technical standards on indirect clients

26 May 2016
today issued two final draft regulatory technical standards (RTS) on indirect clearing under the Markets ... respectively. The draft RTS clarify provisions of indirect clearing arrangements for OTC and exchange-traded ... exists.   The draft RTS provide provisions on the following key points: Default management: in order ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary Markets Type Final Report Main document 2016-725.pdf Style ESMA document ...

ESMA proposes to amend draft MiFIR standard on transaction reporting

04 May 2016
a request for amending its draft Regulatory Technical Standards (RTS) on transaction reporting (RTS 22) ... under the Markets in Financial Instruments Regulation (MiFIR). The RTS 22 were submitted ... to the Commission on 28 September 2015. ESMA acknowledges the need to amend RTS 22 due to an unintended omission in ...