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ESMA proposes two amendments to natural person identifiers under MiFID II

01 July 2016
obligations under Article 26 of the Markets in Financial Instruments Regulation- MiFIR (RTS 22). ESMA first ... submitted RTS 22 to the European Commission on 25 September 2015. The amendments concern the identifiers for ... natural persons which must be used in transaction reports, specified in Annex II of RTS 22. Each Member ...

RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports

2016/1064
01 July 2016
2016-1064_rts_22_annex_ii.pdf.pdf Style ESMA document ...

ESMA issues Technical Standards for European Long-Term Investment Funds

08 June 2016
Report and draft Regulatory Technical Standards (RTS) for Regulation (EU) 2015/760, the European ... to be taken into account; and A grandfathering provision, whereby ELTIFs have one year after the RTS ... postponing the delivery of its ELTIF RTS on the cost disclosure information which must be included in ...

Final Report on Draft RTS under the ELTIF Regulation

2016/935
08 June 2016
2016-935_final_report_on_eltif_rts.pdf Style ESMA document ...

ESMA issues opinion on MiFID II standards on ancillary activities

30 May 2016
to amend its draft RTS 20 under the Markets in Financial Instruments Directive (MiFID II) and Regulation ... (MiFIR). RTS 20 provides criteria to establish when a non-financial firm’s commodity derivatives trading ... to achieve this, ESMA’s RTS 20 had designed quantitative tests, a trading activity and a business activity ...

ESMA issues opinion on MiFID II standards on ancillary activities

2016/742
30 May 2016
document 2016-742_press_release_mifidii_rts_ancillary_activities.pdf Style ESMA document ...

Annex - Opinion on draft RTS 20 on ancillary activity

2016/730 ANNEX
30 May 2016
2016-730_annex_opinion_rts_ancillary_activity.pdf Style ESMA document ...

Opinion on draft RTS 20 on ancillary activity

2016/730
30 May 2016
2016-730_opinion_rts_ancillary_activity.pdf Style ESMA document ...

ESMA issues technical standards on indirect clients

26 May 2016
today issued two final draft regulatory technical standards (RTS) on indirect clearing under the Markets ... respectively. The draft RTS clarify provisions of indirect clearing arrangements for OTC and exchange-traded ... exists.   The draft RTS provide provisions on the following key points: Default management: in order ...

Draft RTS on indirect clearing arrangements under EMIR and MiFIR

2016/725
26 May 2016
Reference 2016/725 Section Guidelines and Technical standards Post Trading MiFID- Secondary Markets Type Final Report Main document 2016-725.pdf Style ESMA document ...

ESMA proposes to amend draft MiFIR standard on transaction reporting

04 May 2016
a request for amending its draft Regulatory Technical Standards (RTS) on transaction reporting (RTS 22) ... under the Markets in Financial Instruments Regulation (MiFIR). The RTS 22 were submitted ... to the Commission on 28 September 2015. ESMA acknowledges the need to amend RTS 22 due to an unintended omission in ...

Final Report on RTS on reporting obligations under Article 26 of MiFIR

2016/653
04 May 2016
2016-653_final_report_mifir_rts_22.pdf Style ESMA document ...

ESMA publishes responses to the DP on draft RTS and ITS under SFTR

03 May 2016
received to the Discussion Paper on draft RTS and ITS under the Securities Financing Transaction Regulation ... (SFTR). To view the responses, please see the consultation page. Discussion paper on draft RTS and ITS ...

ESMA amends MiFID II standards on non-equity transparency and position limits

02 May 2016
the RTS on non-equity transparency – which includes requirements in respect of bonds, structured finance ... products, emission allowances and derivatives – and the RTS on the methodology for the calculation and ... detailed in ESMA’s draft RTS. While overall supportive of the approach taken in the draft RTS, on 20 April ...

Press release MiFID II RTS

2016/566
02 May 2016
document 2016-566_press_release_-_mifid_ii_rts.pdf Style ESMA document ...

Letter Commission - Opinions RTS 2 and RTS 21

2016/672
02 May 2016
2016-672_letter_ec_opinions_rts_2_and_rts_21.pdf Style ESMA document ...

Annex - Opinion on draft RTS 21 position limits

2016/668 ANNEX
02 May 2016
2016-668_annex_opinion_on_draft_rts_21.pdf Style ESMA document ...

Opinion on draft RTS 21 position limits

2016/668
02 May 2016
2016-668_opinion_on_draft_rts_21.pdf Style ESMA document ...

Annex - Opinion on draft RTS 2 non-equity transparency

2016/666 ANNEX
02 May 2016
2016-666_annex_opinion_on_draft_rts_2.pdf Style ESMA document ...

Opinion on draft RTS 2 non-equity transparency

2016/666
02 May 2016
2016-666_opinion_on_draft_rts_2.pdf Style ESMA document ...