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MiFID II Transitional Transparency Calculation

03 July 2017
publication. Commission Delegated Regulation 2017/583 (hereafter referred to as RTS 2) on transparency ... mandatory identifier for such entities under the Commission Delegated Regulation (EU) 2017/585 and RTS ... instruments that have been classified as liquid in accordance with RTS 2. Please note that previous versions ...

Benchmarks

04 August 2016
the accuracy and integrity of benchmarks. ESMA will develop draft regulatory technical standards (RTS) and ... standards The Benchmarks Regulation empowers ESMA to develop draft regulatory technical standards (RTS) and ... of oversight function to avoid conflicts of interest (RTS) Appropriateness and verifiability of input data, ...

Investor protection policy

02 December 2015
   ESMA GUIDELINES ESMA Opinions Q&As RTS & ITS JOINT COMMITTEE ESMA GUIDELINES ESMA can ... MiFID Q&As on MiFID II and MiFIR Investor protection topics MIFID II RTS & ITS MiFID II/MiFIR ... empowers ESMA to propose Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS). ...

Transparency Directive

26 August 2015
Standards (RTS), ESMA prepared draft RTS with respect to the operation of a European Electronic Access Point ... to regulated information stored by all OAMs. ESMA is also pursuing its work for the development of draft RTS ... reports in a single electronic reporting format with effect from 1 January 2020. The draft RTS will be ...

Transparency Directive

15 August 2015
of Regulatory Technical Standards (RTS), ESMA prepared draft RTS with respect to the operation of a European ... pursuing the development of draft RTS to specify the European Single Electronic Reporting Format (ESEF) for ... 1 January 2020. The draft RTS will be submitted to the EC before 31 December 2016. Major shareholdings At ...

Short Selling

15 August 2015
Regulatory and Implementing Technical Standards (RTS and ITS) to further detail: the notification and ...

OTC derivatives and clearing obligation

15 August 2015
regulatory technical standards (RTS) specifying: the class of OTC derivatives that should be subject ... of RTS Last Update Interest Rate Basis, Fixed-to-float, FRA and IOS in EUR, GBP, JPY and USD 11 Jul 2014 ... Consultation Paper (n°1) 1 Oct 2014 Final Report (n°1) 06 Mar 2015 Opinion on the RTS on IRS RTS published in ...

Market abuse and accepted market practices

15 August 2015
to develop draft regulatory technical standards (RTS) and implementing technical standards (ITS).  ESMA ... restrictions, disclosure and reporting obligations for buyback programmes and stabilisation measures (RTS ... ); the arrangements, procedures and record keeping requirements for persons conducting market soundings (RTS), and ...

POST-TRADING

15 August 2015
implementing EMIR EMIR required ESMA to draft Regulatory and Implementing Technical Standards (RTS and ITS) ... 01/10/14   Submission to the Commission of draft RTS on the clearing obligation for IRS Trade repositories ...

Prospectus

15 August 2015
market in an EU Member State.  RTS/ITS Opinions and Q&A The regime is designed to reinforce investor ... technical standards (RTS) and implementing technical standards (ITS). Furthermore, the European Commission ... Q&As, guidelines and opinions   RTS/ITS In terms of Regulatory Technical Standards (RTS), ESMA has ...

Settlement

15 August 2015
Substantial Importance RTS on CSD Prudential Requirements RTS on CSD Requirements ITS on CSD Requirements RTS ... of the ESCB, to elaborate draft regulatory technical standards (RTS) and draft implementing technical standards ... final report impact assessment 1 draft RTS and 1 draft ITS on CSD Requirements 1 draft RTS and 1 draft ...

MiFID (II) and MiFIR

15 August 2015
numerous draft regulatory technical standards (RTS) and draft implementing technical standards (ITS) and ... Consultation Paper (ESMA70-156-71) to gather views on draft RTS on the trading obligation for derivatives ... ESMA published the final report and the final draft RTS specifying the scope of the consolidated tape ...