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Consultation Paper - Draft RTS on package orders for which there is a liquid market

2016/1562
10 November 2016
Reference 2016/1562 Section MiFID- Secondary Markets Type Consultation Paper Main document 2016-1562_cp_package_orders_mifir.pdf Style ESMA document ...

CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments

2016/1422
03 October 2016
(RTS) ESMA is required to draft under Article 65(8)(c) of Directive 2014/65/EU with regard ... draft RTS. Respondents to the consultations are encouraged to provide the relevant data to support their ... the basis of the responses to this CP, ESMA will finalise the draft RTS and submit the final report ...

Draft RTS and ITS under SFTR and amendments to related EMIR RTS

2016/1409
30 September 2016
_consultation_paper_-_draft_rts_and_its_under_sftr_and_amendments_to_related_emir_rts.pdf Style ESMA document ...

Discussion paper - Draft RTS and ITS under SFTR

2016/356
11 March 2016
Reference 2016/356 Section Post Trading Type Consultation Paper Main document 2016-356.pdf Style ESMA document Related documents Reply form DP SFTR ...

Guidelines on Transaction Reporting Reference Data Order Record Keeping and Clock Synchronisation

2015/1909
23 December 2015
views on the draft guidance on the application of the provisions of the ESMA RTS on transaction ... reporting, instrument reference data, order record keeping and clock synchronisation (RTS 22, 23, 24 and 25). ...

Response Form to CP on review of Article 26 of RTS 153-2013

2015/1867R
14 December 2015
2015-1867_response_form_to_cp_on_review_of_article_26_of_rts_153-2013.docx Style ESMA document ...

Review of Article 26 of RTS No 153/2013 with respect to MPOR for client accounts

2015/1867
14 December 2015
Reference 2015/1867 Section Post Trading Type Consultation Paper Main document 2015-1867_consultation_paper_on_mpor.pdf Style ESMA document ...

Discussion Paper on the review of Article 26 of RTS 153-2013

2015/1295
27 August 2015
2015-1295_dp_on_review_of_article_26_of_rts_153-2013.pdf Style ESMA document ...

Addendum Consultation Paper - MiFID II/MiFIR

2015/319
18 February 2015
to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in ... draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and ...

Draft Regulatory Technical Standards on European Electronic Access Point (EEAP)

2014/1566
19 December 2014
Main document 2014-1566_consultation_paper_on_the_draft_rts_on_the_eeap.pdf Style ESMA document ...

Consultation Paper on review of the technical standards on reporting under Article 9 of EMIR

2014/1352
10 November 2014
the revision of the Regulatory Technical Standards (RTS) and implementing technical standards (ITS) in relation ... to the European Market Infrastructure Regulation (EMIR). The ESMA RTS/ ITS deal with the obligation ... of counterparties' and CCP's to report to trade repositories. Since the entry into force of the RTS and ITS, ...

Consultation paper on draft RTS on prospectus related issues under the Omnibus II Directive

2014/1186
26 September 2014
2014-1186_consultation_paper_on_omnibus_ii_rts.pdf Style ESMA document ...

Draft Regulatory Technical Standards on risk concentration and intra-group transactions under Article 21a (1a) of the Financial Conglomerates Directive

CP/2014/04
24 July 2014
jc-cp-2014-04_joint_consultation_paper_draft_rts_art_21a_1a_ficod.pdf Style ESMA document ...

Consultation paper Clearing Obligation no2 CDS

2014/800
11 July 2014
for clearing by European CCPs. ESMA’s draft RTS propose to subject the following class: untranched ...

Consultation paper Clearing Obligation no1 IRS

2014/799
11 July 2014
European CCPs. ESMA’s draft RTS propose to subject the following four classes: Basis swaps, fixed-to-float ...

Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

2014/300
21 March 2014
Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification ... shareholdings (for details on each RTS, see the relevant section) to the European Commission (Commission or EC) ... esma-2014-300_consultation_paper_on_draft_rts_on_major_shareholdings.pdf Style ESMA document ...

Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD)

2014/299
20 March 2014
in the Official Journal and the final deadline for ESMA to deliver the draft RTS and ITS to the EC. ...

Consultation Paper on CRA3 Implementation

2014/150
11 February 2014
The consultation paper seeks stakeholders’ views on the draft RTS ESMA is required to adopt under ...

Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR

2013/892
17 July 2013
Type Consultation Paper Main document 2013-892_draft_rts_of_emir.pdf Style ESMA document ...

Discussion Paper on CRA3 Implementation

2013/891
10 July 2013
rating agencies (CRAs), requires ESMA to draft Regulatory Technical Standards (RTS) on:•    disclosure ... 2013 in order to assist in its preparation of the draft RTS to be published for consultation in early ... 2014.  ESMA must submit the draft RTS to the European Commission by 21 June 2014. Reference 2013/891 ...