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Final Draft RTS on packaged orders

ESMA70-872942901-21 - annex
28 February 2017
Reference ESMA70-872942901-21- annex Section MiFID- Secondary Markets Type Technical Standards Main document commission_delegated_regulation-package_orders.pdf Style ESMA document ...

2015-ESMA-1464 Annex I - draft RTS and ITS on MiFID II and MiFIR

2015-ESMA-1464 Annex I
28 September 2015
document 2015-esma-1464_annex_i_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ...

Final Report - draft RTS and ITS on MIFID II and MiFIR

2015-ESMA-1464
28 September 2015
2015-esma-1464_-_final_report_-_draft_rts_and_its_on_mifid_ii_and_mifir.pdf Style ESMA document ...

ESMA Final Report on DRAFT RTS on EEAP

2015/1460
25 September 2015
2015-1460_-_esma_final_report_on_draft_rts_on_eeap.pdf Style ESMA document ...

Draft RTS on prospectus related issues under the Omnibus II Directive

2015/1014
01 July 2015
esma-2015-1014_-_final_report_-_draft_rts_on ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2015/613
27 March 2015
of the Omnibus Directive, requires ESMA to draft:- regulatory technical standards (RTS) to establish ... submitted the draft RTS and ITS to the European Commission (Commission) by 1 January 2014, as required. ... MiFID but confirms the empowerment to adopt the same RTS/ITS. ESMA submitted the updated draft RTS and ...

Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive

JC/2014/092
23 December 2014
_092_draft_rts_on_risk ...

Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive

2014/1187
29 September 2014
Standards (RTS) under the revised Transparency Directive relating to the notification of major ... document:  2014-1187_final_report_on_draft_rts_under_the_transparency_directive_0.pdf Style:  ESMA document ...

Draft Regulatory Technical Standards under the CRA3 Regulation

2014/685
24 June 2014
Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding ... reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory ... 2014-685_draft_rts_under_cra3_regulation.pdf Style ESMA document ...

Draft technical standards under Article 10a(8) of MiFID on the assessment of acquisitions and increases in qualifying holdings in investment firms

2013/1940
06 January 2014
regulatory technical standards (RTS) to establish an exhaustive list of information referred to in Article ... referred to in Article 10(4) of MiFID. ESMA submitted the draft RTS and ITS to the European Commission ... 2013-1940_final_report_and_assessment_rts_its_0.pdf Style ESMA document ...

Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus

2013/1970
20 December 2013
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which ... in March 2013. The draft RTS sets out nine situations which are always considered to be significant ... 2013-1970_report_on_draft_rts_for_supplements_to_prospectuses.pdf Style:  ESMA document ...

Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion

2013/1657
18 November 2013
standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS ...

Final Report - Draft regulatory technical standards on types of AIFMs

2013/413
02 April 2013
standards (RTS) to determine types of alternative investment fund managers (AIFMs), where relevant in ... the application of the AIFMD.  The draft RTS distinguish AIFMs managing alternative investment funds (AIF) ... to develop these RTS by Article 4(4) of the AIFMD and they are aimed at ensuring uniform conditions ...

Draft technical standards on the Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

2012/228
30 March 2012
regulatory (RTS) and implementing technical standards (ITS) in relation to several provisions contained in ... Articles 9, 11, 12 and 16 of the Regulation. The draft RTS and ITS will be submitted to the European ...

Final report - Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA

2011/464
22 December 2011
Reference 2011/464 Section Credit Rating Agencies Type Technical Standards Main document 2011_464.pdf Style ESMA document ...

Final Report - Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation

2011/462
22 December 2011
Reference 2011/462 Section Credit Rating Agencies Type Technical Standards Main document 2011_462.pdf Style ESMA document ...