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Investor protection policy

02 December 2015
   ESMA GUIDELINES ESMA Opinions Q&As RTS & ITS JOINT COMMITTEE ESMA GUIDELINES ESMA can ... MiFID Q&As on MiFID II and MiFIR Investor protection topics MIFID II RTS & ITS MiFID II/MiFIR ... empowers ESMA to propose Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS). ...

ESMA provides implementing rules for MiFID II

2014/1574
19 December 2014
(RTS/ ITS) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and ... Regulation (MiFIR). Both ESMA’s TA and draft RTS translate the MiFID II/MiFIR requirements into practically ... derivatives. The key proposals stemming from ESMA’s TA/draft RTS cover the following issues: •    increased ...

ESMA consults on MiFID reforms

2014/557
22 May 2014
to draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS), and to provide ... and2.    Discussion Paper on MiFID/MiFIR draft RTS/ITS – this will provide the basis for a further ... consultation paper on the draft RTS/ITS which is expected to be issued in late 2014/early 2015. The closing ...

Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)

2013/918
09 July 2013
by Article 6(4) of the Omnibus Directive, requires ESMA to draft regulatory technical standards (RTS ... to submit the draft RTS to the European Commission (Commission) by 1 January 2014.   Contents The proposed ... RTS set out in this Consultation Paper (CP) are based on the CEBS, CESR and CEIOPS ‘Guidelines for ...