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Investor Protection

15 August 2015
(RTS) and Implementing Technical Standards (ITS). Furthermore, the European Commission requested ESMA ... to provide technical advice for the adoption of Commission delegated acts.​ A full overview of ESMA RTS and ...


15 August 2015
Paper (ESMA70-156-71) to gather views on draft RTS on the trading obligation for derivatives preceded ... ESMA published the final report and the final draft RTS specifying the scope of the consolidated tape ... RTS on packaged orders 30 June 2016 MiFID II/MiFIR amending regulation published by the Commission ...

ESMA provides implementing rules for MiFID II

19 December 2014
(RTS/ ITS) regarding the implementation of the Markets in Financial Instruments Directive (MiFID II) and ... Regulation (MiFIR). Both ESMA’s TA and draft RTS translate the MiFID II/MiFIR requirements into practically ... derivatives. The key proposals stemming from ESMA’s TA/draft RTS cover the following issues: •    increased ...

ESMA consults on MiFID reforms

22 May 2014
to draft Regulatory Technical Standards (RTS) and Implementing Technical Standards (ITS), and to provide ... and2.    Discussion Paper on MiFID/MiFIR draft RTS/ITS – this will provide the basis for a further ... consultation paper on the draft RTS/ITS which is expected to be issued in late 2014/early 2015. The closing ...

Draft Regulatory Technical Standards on information requirements for assessment of acquisitions and increases in holdings in investment firms (MiFID)

09 July 2013
by Article 6(4) of the Omnibus Directive, requires ESMA to draft regulatory technical standards (RTS ... to submit the draft RTS to the European Commission (Commission) by 1 January 2014.   Contents The proposed ... RTS set out in this Consultation Paper (CP) are based on the CEBS, CESR and CEIOPS ‘Guidelines for ...