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ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

04 October 2018
Regulation (EU) 2017/589 (RTS 6); •                Arranging of transactions that are ultimately formalised ...

ESMA publishes final report amending RTS on the clearing obligation for intragroup transactions

27 September 2018
technical standards (RTS) on the clearing obligation. The draft RTS relate to the deferred date ... RTS to the European Commission for endorsement. ...

ESMA agrees to limit the application of tick sizes to systematic internalisers quotes for shares and depositary receipts

21 September 2018
its opinion on proposed amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1).  ESMA, ... depositary receipts. RTS 1 details the transparency requirements for equity instruments, including ... a consultation, ESMA submitted a proposal to amend RTS 1 to the European Commission (EC) on 26 March 2018. ESMA’s ...

ESMA opinion on MiFID II RTS 1

esma70-156-769
21 September 2018
esma70-156-769_opinion_on_rts_1.pdf Style ESMA document ...

ESMA Letter on EC proposal to endorse RTS 1 amendments

ESMA70-156-780
21 September 2018
esma70-156-780_letter_on_ec_proposal_to_endorse_rts_1_amendments.pdf Style ESMA document ...

ESMA publishes the responses to its Consultation on proposed amendments to RTS 11

17 September 2018
Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11). To view the responses, please click ... the button below. Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) ...

Letter to VP Dombrovskis on opinion on SFTR

ESMA70-151-1719
05 September 2018
Letter from European Commission on SFTR draft RTS ...

Letter from European Commission on SFTR draft RTS

ESMA70-151-1651 Annex 1
05 September 2018
Reference ESMA70-151-1651 Annex 1 Section Securities Financing Transactions Type Letter Main document esma70-151-1651_annex_1_-_letter_from_ec.pdf Style External document Related documents On the European Commission’s proposed amendments to SFTR Letter to ...

On the European Commission’s proposed amendments to SFTR

ESMA70-151-1651
05 September 2018
European Commission on SFTR draft RTS ...

ESMA defines disclosure standards under Securitisation Regulation

22 August 2018
of draft regulatory and implementing standards (RTS/ITS) under the Securitisation Regulation, which concern ... (STS) securitisations. The draft RTS specify information to be provided regarding: The underlying ... sanctions. The RTS distinguishes between non-ABCP securitisation and ABCP securitisation. In line with ESMA’s ...

ESMA finalises standards for the implementation of the Prospectus Regulation

17 July 2018
regulatory technical standards (RTS) specifying the implementation of certain provisions in the Prospectus ... Regulation (PR).  ESMA’s RTS cover the following areas of PR provisions: Key financial information to be ... the notification portal used for passporting prospectuses. These final RTS incorporate stakeholder feedback from ...

Final report on draft regulatory technical standards under the Prospectus Regulation

ESMA31-62-1002
17 July 2018
esma31-62-1002_final_report_on_draft_rts_under_the_new_prospectus_regulation.pdf Style ESMA document ...

ESMA responds to EC consultation on Fitness Check

17 July 2018
to swiftly endorse the draft RTS on European Single Electronic Format (ESEF) in order to provide certainty ...

Final Report - Draft RTS on authorisation of firms providing STS verification services

ESMA33-128-473
16 July 2018
_report_-_draft_rts_on_authorisation_of_firms_providing_sts_verification_services.pdf Style ESMA document ...

ESMA defines standards for the implementation of the Securitisation Regulation

16 July 2018
draft regulatory and implementing standards (RTS/ITS). Regulation (SR) containing both draft regulatory ... and implementing standards (RTS/ITS). These TS contain detailed arrangements to implement the new ... of disclosure requirements. Authorisation of third party assessing STS compliance The draft RTS specifies ...
13 July 2018
to Commission Delegated Regulation (EU) 2017/588 (RTS 11) Response form for the Consultation Paper on ... the Amendment to RTS 11 (ESMA70-156-357) ...

Response form for the Consultation Paper on the Amendment to RTS 11 (ESMA70-156-357)

ESMA70-156-471
13 July 2018
esma70-156-471_cp_on_amendments_to_rts_11_response_form.docx Style ESMA document ...

ESMA consults on tick size regime

13 July 2018
Regulation (EU) 2017/588 (RTS 11)). The MiFID II tick size regime aims at creating a level playing field ... tick size applicable to shares and depositary receipts, under RTS 11, is calibrated to the average ... this context, ESMA considers it necessary to introduce amendments to RTS 11 to ensure that the tick ...

ESMA consults on tick size regime PR

ESMA71-99-1005
13 July 2018
Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11) ...

Amendment to Commission Delegated Regulation (EU) 2017/588 (RTS 11)

ESMA70-156-357
13 July 2018
esma70-156-357_cp_on_amendments_to_rts_11.pdf Style ESMA document Related documents ESMA consults on tick size regime PR ...

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