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ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

29 May 2019
Q&As provides new answers on best execution and information on costs and charges. Best execution ... information.  The purpose of these Q&As is to promote common supervisory approaches and practices in ...

ESMA updates EMIR Q&A

28 May 2019
Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework introduced by ... types of novations of derivative contracts are covered. Background The purpose of these Q&As is ...

ESMA updates the CSDR Q&As

23 May 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... should not be updated in such cases. Q&As are an important tool to promote common supervisory ...

ESMA updates its Q&As regarding the Benchmark Regulation

23 May 2019
an update of its Q&As on the European Benchmarks Regulation (BMR). The new Q&As provide ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA updates its Q&As on MiFID II and MiFIR transparency topics

02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Third-country trading venues’ access to an EU CCP. Updates to obsolete Q&As ESMA also reviewed its published ... Q&As on market structures topics with the objective of deleting or amending obsolete Q&As such as ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
The Q&As provide new answers on: Provision of investment services and activities by third-country firms- ... other liquidity providers ESMA has also updated two Q&As on:   Suitability report: availability on ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ...

ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS

27 March 2019
derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... of the ancillary activity exemption. The purpose of these Q&As is to promote common supervisory approaches and ... to commodity derivative issues. ESMA will continue to develop these Q&As in the coming months and will ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA updates the CSDR Q&As

30 January 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify two ... impossibilities at CSD level. Q&As are an important tool to promote common supervisory approaches and ...

ESMA updates Q&A on Benchmark Regulation

30 January 2019
(ESMA) has issued today an update of its Q&As on the European Benchmark Regulation (BMR). The new ...

ESMA updates its Q&As regarding the Benchmark Regulation

18 December 2018
its Questions and Answers (Q&As) on the Benchmarks Regulation (BMR). The updated BMR Q&As ... considered as input data The purpose of these Q&As is to promote common supervisory approaches and ... clarifications on the applicable requirements. ESMA will periodically review these Q&As and update them where ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

04 October 2018
Q&As provide clarification on the following topics: •                Classification of derivatives on ... market; and •                Maker Taker schemes.  The purpose of these Q&As is to promote common ... to develop these Q&As in the coming months and will review and update them where required. ...

ESMA sets out plan for systematic internaliser regime calculations and publications

12 July 2018
has today published details of its action plan (within its updated Q&As on MiFID II and MiFIR ... information is crucial. ESMA’s updated Q&As on MiFID II and MiFIR transparency topics also provides ...

ESMA updates Benchmarks Regulation Q&As (May 2018)

24 May 2018
Benchmarks The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the Benchmarks Regulation (BMR). The overall BMR Q&A provides a new answer regarding the following topic:   ·        How prospectuses should ...

ESMA updates Benchmarks Regulation Q&As

22 March 2018
Answers (Q&As) regarding the implementation of the Benchmarks Regulation (BMR). The Q&As include ... review these Q&As and update them where required.   ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
consult extensively on draft guidelines, the Q&As are reserved for more technical issues and clearly ...