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ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...

ESMA updates MiFID Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

29 May 2019
Q&As provides new answers on best execution and information on costs and charges. Best execution ... information.  The purpose of these Q&As is to promote common supervisory approaches and practices in ...

ESMA updates EMIR Q&A

28 May 2019
Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework introduced by ... types of novations of derivative contracts are covered. Background The purpose of these Q&As is ...

ESMA updates the CSDR Q&As

23 May 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... should not be updated in such cases. Q&As are an important tool to promote common supervisory ...

ESMA updates its Q&As regarding the Benchmark Regulation

23 May 2019
an update of its Q&As on the European Benchmarks Regulation (BMR). The new Q&As provide ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA updates its Q&As on MiFID II and MiFIR transparency topics

02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Third-country trading venues’ access to an EU CCP. Updates to obsolete Q&As ESMA also reviewed its published ... Q&As on market structures topics with the objective of deleting or amending obsolete Q&As such as ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
The Q&As provide new answers on: Provision of investment services and activities by third-country firms- ... other liquidity providers ESMA has also updated two Q&As on:   Suitability report: availability on ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ...

ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS

27 March 2019
derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... of the ancillary activity exemption. The purpose of these Q&As is to promote common supervisory approaches and ... to commodity derivative issues. ESMA will continue to develop these Q&As in the coming months and will ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA updates the CSDR Q&As

30 January 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify two ... impossibilities at CSD level. Q&As are an important tool to promote common supervisory approaches and ...

ESMA updates Q&A on Benchmark Regulation

30 January 2019
(ESMA) has issued today an update of its Q&As on the European Benchmark Regulation (BMR). The new ...

ESMA updates its Q&As regarding the Benchmark Regulation

18 December 2018
its Questions and Answers (Q&As) on the Benchmarks Regulation (BMR). The updated BMR Q&As ... considered as input data The purpose of these Q&As is to promote common supervisory approaches and ... clarifications on the applicable requirements. ESMA will periodically review these Q&As and update them where ...

ESMA updates Benchmarks Regulation Q&As (May 2018)

24 May 2018
Benchmarks The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the Benchmarks Regulation (BMR). The overall BMR Q&A provides a new answer regarding the following topic:   ·        How prospectuses should ...

ESMA updates Benchmarks Regulation Q&As

22 March 2018
Answers (Q&As) regarding the implementation of the Benchmarks Regulation (BMR). The Q&As include ... review these Q&As and update them where required.   ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
consult extensively on draft guidelines, the Q&As are reserved for more technical issues and clearly ...

ESMA updates Q&As on the Benchmarks Regulation

05 February 2018
and Answers (Q&As) regarding the implementation of the Benchmarks Regulation (BMR). The Q&As ... Q&As and update them where required.   ...

ESMA updates Q&As on the Benchmarks Regulation

14 December 2017
and Answers (Q&As) regarding the implementation of the Benchmarks Regulation (BMR). The Q&As ... these Q&As and update them where required. ...