SEARCH

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Supervisory convergence X Joint Committee X
Reset all filters

ESMA updates EMIR Q&A

28 May 2019
Infrastructure Regulation (EMIR). The updated Q&As provide clarifications on the new framework introduced by ... types of novations of derivative contracts are covered. Background The purpose of these Q&As is ...

ESMA updates the CSDR Q&As

23 May 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... should not be updated in such cases. Q&As are an important tool to promote common supervisory ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

ESMA updates its Q&As on MiFID II and MiFIR transparency topics

02 April 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Third-country trading venues’ access to an EU CCP. Updates to obsolete Q&As ESMA also reviewed its published ... Q&As on market structures topics with the objective of deleting or amending obsolete Q&As such as ...

ESMA updates its Q&AS on MiFID II and MiFIR investor protection and intermediaries

28 March 2019
The Q&As provide new answers on: Provision of investment services and activities by third-country firms- ... other liquidity providers ESMA has also updated two Q&As on:   Suitability report: availability on ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ...

ESMA UPDATES ITS Q&AS ON MIFID II AND MIFIR COMMODITY DERIVATIVES TOPICS

27 March 2019
derivatives topics. These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for ... of the ancillary activity exemption. The purpose of these Q&As is to promote common supervisory approaches and ... to commodity derivative issues. ESMA will continue to develop these Q&As in the coming months and will ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA updates the CSDR Q&As

30 January 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify two ... impossibilities at CSD level. Q&As are an important tool to promote common supervisory approaches and ...

ESMA updates Q&A on Benchmark Regulation

30 January 2019
(ESMA) has issued today an update of its Q&As on the European Benchmark Regulation (BMR). The new ...

Steven Maijoor on CMU, Brexit and ESA review – What’s next?

21 March 2018
consult extensively on draft guidelines, the Q&As are reserved for more technical issues and clearly ...

ESMA highlights preparations for MiFID II and Brexit as key issues at ECON hearing

09 October 2017
in the past 12 months ESMA issued a large number of guidelines and Q&As – often in response ...

European Supervisory Authorities publish Q&A on the Key Information Document (KID)

04 July 2017
Fund Management Joint Committee Today, the European Supervisory Authorities (ESAs) published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Pro ...

Questions and Answers on Big Data

2016/JCESA QA
19 December 2016
Reference 2016/JCESA QA Section Joint Committee Type Q&A Main document 2016-jcesa_qa_on_big_data.pdf Style ESMA document ...

European Supervisory Authorities plan to issue Q&As on PRIIPS

01 July 2016
Fund Management Joint Committee The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has published today a letter to the European Parliament and European Council on the supervisory convergence work by the ESAs i ...