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ESMA updates the CSDR Q&As

23 May 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... should not be updated in such cases. Q&As are an important tool to promote common supervisory ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

Steven Maijoor delivers key note speech at Better Finance 10th Anniversary Conference

03 April 2019
take an extra hit in case of overall lower gross returns. and “The new ESMA Q&As adopt a broad ...

ESMA updates AIFMD Q&As

29 March 2019
has added two new Q&As on calculation of leverage under AIFMD. The Q&As provides clarification ...

ESMA Q&As clarify benchmark disclosure obligations for UCITS

29 March 2019
Transferable Securities (UCITS) Directive.  The updated Q&As clarify the UCITS KIID benchmark and past ...

Q&A on the application of the UCITS Directive

ESMA34-43-392
29 March 2019
Reference ESMA34-43-392 Section Fund Management Type Q&A Main document ESMA34_43_392_qa_on_application_of_the_ucits_directive.pdf Style ESMA document ...

ESMA publishes the first Q&As relating to the Prospectus Regulation

27 March 2019
containing nine Q&As relating to Regulation (EU) 2017/1129 (Prospectus Regulation). The Q&As provide ... registration documents and universal registration documents. ESMA is publishing these Q&As in a new ... document in order to separate them from the Q&As published in relation to the Prospectus Directive. ...

ESMA updates Q&A on EMIR data reporting

04 February 2019
Post Trading The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR). The amendments to the existing TR Q&A 34 on Contracts w ...

ESMA Q&As clarify prospectus and transparency rules in case of no-deal Brexit

31 January 2019
regarding the Prospectus Directive (PD) and the Transparency Directive (TD).  The Q&As clarify ... 29 March 2019 with no withdrawal agreement in place (no-deal Brexit). These Q&As will only apply ... in case of a no-deal Brexit. The Q&As provide the following clarifications in the event ...

ESMA updates the CSDR Q&As

30 January 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify two ... impossibilities at CSD level. Q&As are an important tool to promote common supervisory approaches and ...

ESMA updates its CSDR Q&As

12 November 2018
(CSDR). The updated Q&As provide answers to questions regarding practical issues on the implementation ... of the new CSDR regime. The latest batch of CSDR Q&As covers the following topics: Provision of services ...   Settlement Discipline: the new Q&As relate to the calculation of cash penalties: the first Q&A ...

Net short position notification thresholds for sovereign issuers

Net short thresholds
31 October 2018
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. T ...

ESMA updates AIFMD Q&As

04 October 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers  on the application Alternative Investment Fund Managers Directive (AIFMD). ESMA has added a new Q&A clarifying the application of the AIF ...

ESMA updates the CSDR Q&As

27 September 2018
of the new CSDR regime. The latest batch of CSDR Q&As covers the following topics: Book-entry form ... of Q&As relating to settlement discipline issues following the publication of Commission Delegated ... one debit amount per CSD participant. Q&As are an important tool to promote common supervisory ...

ESMA updates its EMIR Q&As

26 September 2018
publication.  The purpose of these Q&As is to promote common supervisory approaches and practices in ... and market structures issues. ESMA will continue to develop these Q&As and will review and update ...

ESMA updates Q&A on MiFIR data reporting

26 September 2018
of its Q&As regarding data reporting under the Market in Financial Instruments Regulation (MiFIR). ... The updated Q&As document includes the following two new Q&As: FX Swaps reporting: the Q&A ... Q&A Section 11. Field 14 and Field 17). The purpose of these Q&As is to promote common supervisory ...

ESMA updates UCITS and AIFMD Q&As

23 July 2018
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS) and the Alternative Investme ...

ESMA updates Q&A on EMIR data reporting

12 July 2018
Post Trading The European Securities and Markets Authority (ESMA) has issued today an update of its Q&A on practical questions regarding the European Markets Infrastructure Regulation (EMIR). The amendments to the existing General Q&A 1 on identif ...

ESMA updates the CSDR Q&As

30 May 2018
(CSDR). The CSDR Q&As provide common answers to question regarding practical issues on ... those assets has been made.   Q&As are an important tool to promote common supervisory approaches ...

ESMA updates its EMIR Q&As

30 May 2018
(EMIR).  The Q&A provides clarification reporting to trade repositories. The purpose of these Q&As ... continue to develop these Q&As in the coming months and will review and update them where required. ...