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20 October 2017
Board of Supervisors The first conference of the European Securities and Markets Authority (ESMA), entitled The State of European Financial Markets, took place on October 17th at the at the Westin Grand Paris – Vendôme. The event, which was attended by o ...
09 October 2017
in the past 12 months ESMA issued a large number of guidelines and Q&As – often in response ...
04 July 2017
Fund Management Joint Committee Today, the European Supervisory Authorities (ESAs) published the first set of Questions and Answers (Q&A) related to the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Pro ...
Questions and Answers on Big Data
19 December 2016
Reference 2016/JCESA QA Section Joint Committee Type Q&A Main document 2016-jcesa_qa_on_big_data.pdf Style ESMA document ...
01 July 2016
Fund Management Joint Committee The Joint Committee of the three European Supervisory Authorities (ESAs) – EBA, EIOPA and ESMA – has published today a letter to the European Parliament and European Council on the supervisory convergence work by the ESAs i ...
Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 1
10-1264 Q&A 1
27 October 2010
Reference 10-1264 Q&A 1 Section CESR Archive Type CLOSED Procedure Main document 10_1264_uu_questions_uu_reponses_uu_2.pdf Style ESMA document ...
Clarifications and responses to questions concerning the Appel d'offre n 10-1264 - part 2
10-1264 Q&A 2
27 October 2010
Reference 10-1264 Q&A 2 Section CESR Archive Type CLOSED Procedure Main document 10_1264_uu_questions_uu_reponses_uu_3.pdf Style ESMA document ...
FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members
04 June 2010
Reference 10-521 Section CESR Archive Type Q&A Main document 10_521.pdf Style ESMA document ...
Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee
06 May 2010
Reference 10-591 Section CESR Archive Type Q&A Main document 10_591.pdf Style ESMA document ...
Question and Answers - Understanding the definition of advice under MiFID
19 April 2010
Reference 10-293 Section CESR Archive Type Q&A Main document 10_293.pdf Style ESMA document ...
FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members
08 March 2010
Reference 10-222 Section CESR Archive Type Q&A Main document 10_222.pdf Style ESMA document ...
Questions and Answers - MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements
03 November 2009
Reference 09-559 Section CESR Archive Type Q&A Main document 09_559.pdf Style ESMA document ...
Letter to EFSA, ESBG, EACB and EAPB regarding the MiFID Q&A
04 September 2008
Reference 08-483 Section CESR Archive Type Letter Main document 08_483.pdf Style ESMA document ...
Q&A on Best Execution
29 May 2007
Reference 07-320 Section CESR Archive Type Q&A Main document 07_320.pdf Style ESMA document ...
Feedback statement - Q&A on Best Execution
29 May 2007
Reference 07-321 Section CESR Archive Type CESR Document Main document 07_321.pdf Style ESMA document ...
MAD AMPs - Frequently Asked Questions
03 June 2005
Reference 05-365 Section CESR Archive Type Q&A Main document 05_365.pdf Style ESMA document ...