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Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

Questions and Answers on CSDR

ESMA70-708036281-2
17 February 2020
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...

ESMA starts publishing questions received through its Q&A process

10 January 2020
including its new provisions applicable to Q&As (New Article 16b), which  require ESMA to set up ... interaction with stakeholders regarding Q&As and which will also further strengthen and increase ...

Q&A on the Benchmarks Regulation (BMR)

ESMA70-145-114
11 December 2019
Reference ESMA70-145-114 Section Benchmarks Supervisory convergence Type Q&A Main document esma70-145-114_qas_on_bmr.pdf Style ESMA document ...

ESMA updates Q&A on MiFIR data reporting

06 December 2019
submission of reference data and transactions under MiFIR. In particular, the Q&As relate ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type Q&A Main document esma70-1861941480-56_qas_mifir_data_reporting.pdf Style ESMA document ...

ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics

05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Background The purpose of these Q&As is to promote common supervisory approaches and practices in ... to transparency and market structures issues.  ESMA will continue to develop these Q&As in the coming months ...

Q&A on MiFID II and MiFIR market structures topics

ESMA70-872942901-38
05 December 2019
Reference ESMA70-872942901-38 Section MiFID- Secondary Markets Type Q&A Main document esma70-872942901-38_qas_markets_structures_issues.pdf Style ESMA document ...

Q&A on MiFID II and MiFIR transparency topics

ESMA70-872942901-35
05 December 2019
Reference ESMA70-872942901-35 Section MiFID- Secondary Markets Type Q&A Main document esma70-872942901-35_qas_transparency_issues.pdf Style ESMA document ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

Questions and answers on the Securitisation Regulation

ESMA33-128-563
15 November 2019
Reference ESMA33-128-563 Section Securitisation Type Q&A Main document esma33-128-563_questions_and_answers_on_securitisation.pdf Style ESMA document ...

ESMA updates its Q&As on the Securitisation Regulation

15 November 2019
(Q&As) on the Securitisation Regulation (Regulation 2017/2402). The majority of Q&As in this document ... disclosure which were recently published by the European Commission. In particular, the Q&As clarifies ... Q&As includes a summary table giving an easy overview of the list of Q&As. The order of some ...

ESMA updates Q&A on MiFIR data reporting

07 October 2019
(MiFIR). The Q&As provide clarifications in relation to the requirements for submission of reference ... data and transactions under MiFIR. In particular, the Q&As relate to reporting of FX forward ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
of the tick size regime to periodic auctions. Background The purpose of these Q&As is to promote common ... to develop these Q&As in the coming months and will review and update them where required. ...

ESMA updates its CSDR Q&As

02 October 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... relating to the liquidation of its position. Q&As are an important tool to promote common supervisory ... securities settlement systems across the EU. ESMA will continue to develop Q&As on the CSDR in the coming ...

ESMA updates EMIR Q&A

02 October 2019
from the European Markets Infrastructure Regulation (EMIR). The Q&As clarify: OTC Question 2(h) on ...

ESMA updates Q&As on MiFIR data reporting

29 July 2019
Regulation (MiFIR). The Q&As provide clarifications in relation to the requirements for submission ... of reference data under MiFIR. In particular, the Q&As relate to reporting obligations for financial ...

ESMA provides updated Q&As, XML schema and validation rules for securitisation reporting

17 July 2019
Securitisation The European Securities and Markets Authority (ESMA), the EU’s securities  markets’ regulator, has today published several additional resources to assist market participants in the implementation of ESMA’s draft technical standards on discl ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ... to transparency and market structures issues. ESMA will continue to develop these Q&As in the coming months ...

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