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Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
18 February 2020
Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

Questions and Answers on CSDR

ESMA70-708036281-2
17 February 2020
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...

Q&A on the Benchmarks Regulation (BMR)

ESMA70-145-114
11 December 2019
Reference ESMA70-145-114 Section Benchmarks Supervisory convergence Type Q&A Main document esma70-145-114_qas_on_bmr.pdf Style ESMA document ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type Q&A Main document esma70-1861941480-56_qas_mifir_data_reporting.pdf Style ESMA document ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

Question and answers on Transparency Directive (TD)

ESMA31-67-127
11 April 2019
Reference ESMA31-67-127 Section Brexit Corporate Disclosure Corporate Finance Supervisory convergence Transparency Type Q&A Main document esma31-67-127_qa_document_transparency_related_issues.pdf Style ESMA document ...

Q&A on Prospectus Related Topics

ESMA31-62-780
11 April 2019
Reference ESMA31-62-780 Section Brexit Corporate Disclosure Corporate Finance Corporate Governance Corporate Information Prospectus Supervisory convergence Type Q&A Main document esma31-62-780_qa_on_prospectus_related_topics.pdf Style ESMA document ...

Q&A on the Market Abuse Regulation

ESMA70-145-111
29 March 2019
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relat ...

Questions and Answers on Big Data

2016/JCESA QA
19 December 2016
Reference 2016/JCESA QA Section Joint Committee Type Q&A Main document 2016-jcesa_qa_on_big_data.pdf Style ESMA document ...

Q&A Market Abuse Directive

2016/419
01 April 2016
Reference 2016/419 Section Market Abuse Type Q&A Main document 2016-419_qa_market_abuse_directive.pdf Style ESMA document ...