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ESMA updates Q&A on MiFIR data reporting

06 December 2019
submission of reference data and transactions under MiFIR. In particular, the Q&As relate ...

Q&A on MiFIR data reporting

ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type Q&A Main document esma70-1861941480-56_qas_mifir_data_reporting.pdf Style ESMA document ...

ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics

05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Background The purpose of these Q&As is to promote common supervisory approaches and practices in ... to transparency and market structures issues.  ESMA will continue to develop these Q&As in the coming months ...

ESMA updates AIFMD Q&A

04 December 2019
Fund Management The European Securities and Markets Authority (ESMA) has today updated its Questions and Answers on the application of the Alternative Investment Fund Managers Directive (AIFMD) ESMA has added one new Q&A on the AIFMD reporting to Nati ...

Q&A on the Application of the AIFMD

ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...

Q&As on MiFID II and MiFIR investor protection topics

ESMA35-43-349
04 December 2019
Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...

Questions and Answers on CSDR

ESMA70-708036281-2
03 December 2019
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...

Q&A on the Benchmarks Regulation (BMR)

ESMA70-145-114
03 December 2019
Reference ESMA70-145-114 Section Benchmarks Supervisory convergence Type Q&A Main document esma70-145-114_qas_on_bmr.pdf Style ESMA document ...

ESMA updates its Q&As on the Securitisation Regulation

15 November 2019
(Q&As) on the Securitisation Regulation (Regulation 2017/2402). The majority of Q&As in this document ... disclosure which were recently published by the European Commission. In particular, the Q&As clarifies ... Q&As includes a summary table giving an easy overview of the list of Q&As. The order of some ...

ESMA publishes updates its Q&As on investor protection issues

03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...

ESMA updates MiFID II Q&As on transparency and market structures issues

02 October 2019
of the tick size regime to periodic auctions. Background The purpose of these Q&As is to promote common ... to develop these Q&As in the coming months and will review and update them where required. ...

ESMA updates its CSDR Q&As

02 October 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... relating to the liquidation of its position. Q&As are an important tool to promote common supervisory ... securities settlement systems across the EU. ESMA will continue to develop Q&As on the CSDR in the coming ...

ESMA updates EMIR Q&A

02 October 2019
from the European Markets Infrastructure Regulation (EMIR). The Q&As clarify: OTC Question 2(h) on ...

ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics

12 July 2019
 under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ... to transparency and market structures issues. ESMA will continue to develop these Q&As in the coming months ...

ESMA updates the CSDR Q&As

11 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest CSDR Q&As clarify aspects ... such does not qualify as internalised settlement.   Q&As are an important tool to promote common ...

ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries

11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... market sizes The purpose of these Q&As is to promote common supervisory approaches and practices in ...

ESMA updates the CSDR Q&As

01 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... regarding the scope of financial instruments subject to internalised settlement reporting. Q&As are ... the EU. ESMA will continue to develop Q&As on the CSDR in the coming months and will review and update ...

ESMA updates the CSDR Q&As

18 June 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... Member State. Q&As are an important tool to promote common supervisory approaches and practices in ...

ESMA PUBLISHES UPDATED AIFMD AND UCITS Q&AS

04 June 2019
The Q&As relate to the following: distinction between depositary functions and mere supporting tasks that ...

ESMA updates MiFID II Q&As on transparency issues

03 June 2019
the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The updated Q&As provide ... regime; and, Quoting obligation for SI in non-TOTV instruments. Updates to obsolete Q&As ESMA also ... reviewed its published Q&As on transparency issues with the objective of deleting or amending obsolete ...

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