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MiFID - Secondary Markets
Supervisory convergence
ESMA updates Q&A on MiFIR data reporting
06 December 2019
submission of reference data and transactions under MiFIR. In particular, the Q&As relate ...
MiFID - Secondary Markets
Supervisory convergence
Q&A on MiFIR data reporting
ESMA70-1861941480-56
06 December 2019
Reference ESMA70-1861941480-56 Section MiFID- Secondary Markets Supervisory convergence Type Q&A Main document esma70-1861941480-56_qas_mifir_data_reporting.pdf Style ESMA document ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates its Q&As on MiFID II and MiFIR transparency and market structures topics
05 December 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... Background The purpose of these Q&As is to promote common supervisory approaches and practices in ... to transparency and market structures issues. ESMA will continue to develop these Q&As in the coming months ...
Fund Management
Supervisory convergence
Q&A on the Application of the AIFMD
ESMA34-32-352
04 December 2019
Reference ESMA34-32-352 Section Fund Management Supervisory convergence Type Q&A Main document esma34-32-352_qa_aifmd.pdf Style ESMA document ...
Prospectus
ESMA UPDATES ITS Q&As RELATING TO THE PROSPECTUS REGULATION
04 December 2019
and Answers on the Prospectus Regulation with two new Q&As. The two Q&As provide ... fall neatly within a specific disclosure regime. The purpose of these Q&As is to promote common ... asymmetries of information between issuers and improve investor protection. Next steps: These Q&As have ...
MiFID - Investor Protection
Supervisory convergence
Q&As on MiFID II and MiFIR investor protection topics
ESMA35-43-349
04 December 2019
Reference ESMA35-43-349 Section MiFID- Investor Protection Supervisory convergence Type Q&A Main document esma35-43-349_mifid_ii_qas_on_investor_protection_topics.pdf Style ESMA document ...
Prospectus
Q&As on the Prospectus Regulation
ESMA31-62-1258
04 December 2019
Reference ESMA31-62-1258 Section Prospectus Type Q&A Main document esma31-62-1258_prospectus_regulation_qas.pdf Style ESMA document ...
Post Trading
Supervisory convergence
Questions and Answers on CSDR
ESMA70-708036281-2
03 December 2019
Reference ESMA70-708036281-2 Section Post Trading Supervisory convergence Type Q&A Main document esma70-708036281-2_csdr_qas.pdf Style ESMA document ...
Benchmarks
Supervisory convergence
Q&A on the Benchmarks Regulation (BMR)
ESMA70-145-114
03 December 2019
Reference ESMA70-145-114 Section Benchmarks Supervisory convergence Type Q&A Main document esma70-145-114_qas_on_bmr.pdf Style ESMA document ...
Press Releases
Securitisation
Supervisory convergence
ESMA updates its Q&As on the Securitisation Regulation
15 November 2019
(Q&As) on the Securitisation Regulation (Regulation 2017/2402). The majority of Q&As in this document ... disclosure which were recently published by the European Commission. In particular, the Q&As clarifies ... Q&As includes a summary table giving an easy overview of the list of Q&As. The order of some ...
MiFID - Investor Protection
Supervisory convergence
ESMA publishes updates its Q&As on investor protection issues
03 October 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... relationship” The purpose of the MiFID II/MiFIR investor protection Q&As is to promote common supervisory ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates MiFID II Q&As on transparency and market structures issues
02 October 2019
of the tick size regime to periodic auctions. Background The purpose of these Q&As is to promote common ... to develop these Q&As in the coming months and will review and update them where required. ...
Post Trading
Supervisory convergence
ESMA updates its CSDR Q&As
02 October 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... relating to the liquidation of its position. Q&As are an important tool to promote common supervisory ... securities settlement systems across the EU. ESMA will continue to develop Q&As on the CSDR in the coming ...
Post Trading
Supervisory convergence
ESMA updates EMIR Q&A
02 October 2019
from the European Markets Infrastructure Regulation (EMIR). The Q&As clarify: OTC Question 2(h) on ...
Prospectus
ESMA updates its Q&As relating to the Prospectus Regulation
12 July 2019
Q&As relating to Regulation (EU) 2017/1129 (the ‘Prospectus Regulation’). Three of these Q&As ... publishing twenty-two Q&As that have been updated in relation to the Prospectus Regulation. These ... Q&As were originally published in relation to Directive 2003/71/EC (the ‘Prospectus Directive’). ESMA ...
MiFID - Secondary Markets
Supervisory convergence
ESMA updates its Q&As on MiFID II and MiFIR market structure and transparency topics
12 July 2019
under the Market in Financial Instruments Directive (MiFID II) and Regulation (MiFIR). The new Q&As ... The purpose of these Q&As is to promote common supervisory approaches and practices in the application ... to transparency and market structures issues. ESMA will continue to develop these Q&As in the coming months ...
Post Trading
Supervisory convergence
ESMA updates the CSDR Q&As
11 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest CSDR Q&As clarify aspects ... such does not qualify as internalised settlement. Q&As are an important tool to promote common ...
MiFID - Investor Protection
Supervisory convergence
ESMA updates Q&AS on MiFID II and MiFIR investor protection and intermediaries
11 July 2019
under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR). The Q&As on ... market sizes The purpose of these Q&As is to promote common supervisory approaches and practices in ...
Post Trading
Supervisory convergence
ESMA updates the CSDR Q&As
01 July 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... regarding the scope of financial instruments subject to internalised settlement reporting. Q&As are ... the EU. ESMA will continue to develop Q&As on the CSDR in the coming months and will review and update ...
Post Trading
Supervisory convergence
ESMA updates the CSDR Q&As
18 June 2019
Securities Depository Regulation (CSDR). The updated Q&As provide answers to questions regarding ... practical issues on the implementation of the new CSDR regime. The latest batch of CSDR Q&As clarify ... Member State. Q&As are an important tool to promote common supervisory approaches and practices in ...